Allan Shores is a control person of Avantax Planning Partners and directly owns under 5% of it.
Avantax Planning Partners is an investment adviser based in Dubuque, IA, registered with the SEC since 1996. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $7.57 billion, as filed on 18 June 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 5198775
- Firm
- Avantax Planning Partners · CRD 106237
- Role
- Treasurer
- In role since
- January 2024 · 2 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Dubuque, IA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Allan Shores work?
Allan Shores has been Treasurer of Avantax Planning Partners, Inc. since January 2024, and is a control person of the firm.
How can I verify Allan Shores’ record?
Allan Shores’ role is listed on Avantax Planning Partners, Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 106237.
- Jason AllenVice President
- Jeffrey BuchheisterVice President
- Serge BudevichVice President & Tax Officer
- Jennifer HanauVice President
- Todd MackayVice President
- Michael MolnarVice President
- Joseph NearyDirector/Vice President
- Louie RosalezSR. Vice President
- Andrew WattsPresident
- Matthew BregozzoChief Compliance Officer
- Lisa GokDirector/Secretary
- Thomas GooleyDirector
- Winnie LeeAsst. Secretary
- David Van HavermaatAsst. Secretary
- Tamas VaysAsst. Secretary