Janice Hammond has been Managing Member/Investment Advisor Representative/Chief Compliance Officer of Sunrise Financial Services since May 2023, is a control person of the firm and directly owns 75% or more of it.
Sunrise Financial Services LLC is a Burien, WA firm with $151M under management, 271 clients and 3 advisers in one office, as of its April 2026 filing.
Janice Hammond’s longest registration was 5 years at Madison Avenue Securities, LLC (2019–2024). Before joining Sunrise Financial Services in 2024, Janice Hammond was registered through Madison Avenue Securities, LLC and Questar Asset Management, Inc.
- – present · 2 yearsBurien, WA · Adviser representative · Firm CRD 325955
- Madison Avenue Securities, LLC– · 5 yearsSan Diego, CA · Adviser representative · Firm CRD 23224
- Questar Asset Management, Inc.– · 1 yearBurien, WA · Adviser representative · Firm CRD 133358
- First Heartland Consultants, Inc.– · 3 yearsBurien, WA · Adviser representative · Firm CRD 110377
- Madison Avenue Securities, Inc.– · 3 yearsBurien, WA · Adviser representative · Firm CRD 23224
Investment adviser representative registrations
Janice Hammond is registered as an investment adviser representative in 2 states. Each was approved in February 2024.
- TexasSince 23 February 2024
- WashingtonSince 23 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 September 2009 |
| Series 7 | General Securities Representative Examination | 15 January 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Janice Josephine Hammond
- CRD
- 5623949
- Firm
- Sunrise Financial Services · CRD 325955
- Role
- Managing Member/Investment Advisor Representative/Chief Compliance Officer
- Office
- 431 SW AMBAUM BLVD, Burien, WA 98166
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2009
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Janice Hammond work?
Janice Hammond has been Managing Member/Investment Advisor Representative/Chief Compliance Officer of Sunrise Financial Services LLC since May 2023, and is a control person of the firm.
Is Janice Hammond a financial advisor?
Yes. Janice Hammond has a current investment-adviser registration in Texas and Washington, through Sunrise Financial Services since February 2024.
How many years of experience does Janice Hammond have?
Janice Hammond has 17 years in the financial industry, since January 2009, across 4 adviser firms.
What exams has Janice Hammond passed?
Janice Hammond has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2009. FINRA credited Janice Hammond with the SIE, which began in October 2018.
Where did Janice Hammond work before Sunrise Financial Services?
Before Sunrise Financial Services, Janice Hammond was registered through Questar Asset Management, Inc., June 2017 to February 2019; First Heartland Consultants, Inc., August 2013 to June 2017; Madison Avenue Securities, Inc., January 2010 to July 2013.
Where is Janice Hammond based?
Janice Hammond’s registered office is in Burien, WA.
Is Janice Hammond registered with FINRA?
Yes. Janice Hammond has a current broker registration, under CRD 5623949.
Source: FINRA BrokerCheck
How can I verify Janice Hammond’s record?
Search CRD 5623949 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Janice Hammond’s full registration record.