Career
Jane Kim has been Chief Compliance Officer and Associate General Counsel of Levine Leichtman Capital Partners since April 2023. Jane Kim is a control person of the firm and directly owns under 5% of it. Jane Kim holds a B.A. in Economics — Claremont McKenna College and a J.D. — George Washington University Law School.
Levine Leichtman Capital Partners, LLC is a Beverly Hills, CA firm with $11.9B under management, 56 clients and 52 advisers across 8 offices, as of its July 2026 filing.
Kim joined in 2023 after work at Canyon, the SEC and Willkie.
No adviser firm registrations are on Jane Kim’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 21 October 2021 |
| Series 24 | General Securities Principal Examination | 23 April 2021 |
| Series 7TO | General Securities Representative Examination | 15 December 2020 |
| SIE | Securities Industry Essentials Examination | 3 September 2020 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
Individual record
- Full name
- Jane H. Kim
- CRD
- 7291155
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Jane Kim work?
Jane Kim has been Chief Compliance Officer and Associate General Counsel of Levine Leichtman Capital Partners, LLC since April 2023, and is a control person of the firm.
Does Jane Kim have a current investment-adviser registration?
Jane Kim has no current investment-adviser or broker registration.
What exams has Jane Kim passed?
Jane Kim has passed 4 licensing exams: the SIE, Series 7TO, Series 24 and Series 63. The earliest, the SIE, was passed in September 2020.