James Welch has been an investment adviser representative at 93 Financial Group since February 2008, and is not listed among the firm’s executive officers or direct owners.
93 Financial Group, LLC is a Woburn, MA firm with $900M under management, 1,175 clients and 5 advisers in one office, as of its March 2026 filing.
- 93 Financial Group, LLCCurrent– present · 18 yearsWoburn, MA · Adviser representative · Firm CRD 144235
Investment adviser representative registrations
James Welch is registered as an investment adviser representative in Massachusetts, since February 2008.
- MassachusettsSince 15 February 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 November 2007 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James Thomas Welch
- CRD
- 4615463
- Firm
- 93 Financial Group · CRD 144235
- Office
- 600 UNICORN PARK DRIVE, Woburn, MA 01801
- Registration
- Investment adviser registration
- In the industry since
- February 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does James Welch work?
James Welch is an investment adviser representative registered through 93 Financial Group, LLC since February 2008, and is not listed among the firm’s executive officers or direct owners.
Is James Welch a financial advisor?
Yes. James Welch has a current investment-adviser registration in Massachusetts, through 93 Financial Group since February 2008.
How many years of experience does James Welch have?
James Welch has 18 years in the financial industry, since February 2008, across 1 adviser firm.
What exams has James Welch passed?
James Welch passed the Series 65 in November 2007.
Where is James Welch based?
James Welch’s registered office is in Woburn, MA.
Is James Welch registered with FINRA?
No. James Welch has no current broker registration.
How can I verify James Welch’s record?
Search CRD 4615463 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Welch’s full registration record.