John Welch has been Chief Compliance Officer of 93 Financial Group since December 2017, is not listed as a control person, but directly owns under 5% of the firm.
93 Financial Group, LLC is a Woburn, MA firm with $900M under management, 1,175 clients and 5 advisers in one office, as of its March 2026 filing.
John Welch’s longest registration is the current one, 18 years at 93 Financial Group since 2008. Before joining 93 Financial Group in 2008, John Welch was registered through RBC Dain Rauscher Inc.
- 93 Financial Group, LLCCurrent– present · 18 yearsWoburn, MA · Adviser representative · Firm CRD 144235
- RBC Dain Rauscher Inc.– · 4 yearsBoston, MA · Adviser representative · Firm CRD 31194
Investment adviser representative registrations
John Welch is registered as an investment adviser representative in Massachusetts, since February 2008.
- MassachusettsSince 15 February 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 5 September 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 June 2000 |
| Series 7 | General Securities Representative Examination | 10 April 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Alan Welch
- CRD
- 4142068
- Firm
- 93 Financial Group · CRD 144235
- Role
- Chief Compliance Officer
- Office
- 600 UNICORN PARK DRIVE, Woburn, MA 01801
- Registration
- Investment adviser registration
- In the industry since
- August 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does John Welch work?
John Welch has been Chief Compliance Officer of 93 Financial Group, LLC since December 2017.
Is John Welch a financial advisor?
Yes. John Welch has a current investment-adviser registration in Massachusetts, through 93 Financial Group since February 2008.
How many years of experience does John Welch have?
John Welch has 23 years in the financial industry, since August 2003, across 2 adviser firms.
What exams has John Welch passed?
John Welch has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in April 2000.
Where did John Welch work before 93 Financial Group?
Before 93 Financial Group, John Welch was registered through RBC Dain Rauscher Inc., September 2002 to March 2007.
Where is John Welch based?
John Welch’s registered office is in Woburn, MA.
Is John Welch registered with FINRA?
No. John Welch has no current broker registration.
How can I verify John Welch’s record?
Search CRD 4142068 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Welch’s full registration record.