James Walker has been an investment adviser representative at Kendall Capital Management since July 2022, and is not listed among the firm’s executive officers or direct owners. James Walker holds a Bachelor's degree in accounting from the University of Maryland.
Kendall Capital Management is a Rockville, MD firm with $744M under management, 352 clients and 7 advisers across 2 offices, as of its March 2026 filing.
James “Dave” Walker is Lead Relationship Manager of Kendall Capital, based in Rockville, Maryland. He provides comprehensive financial planning services for new and existing clients while managing ongoing client needs. He has over 20 years of experience servicing clients; before joining Kendall Capital he spent eight years as a financial advisor for a regional investment management firm and earlier was director of operations for a local investment management firm.
James Walker’s longest registration was 8 years at McKinley Carter Wealth Services, Inc. (2014–2022). Before joining Kendall Capital Management in 2022, James Walker was registered through McKinley Carter Wealth Services, Inc. and Yellowwood Financial Advisors, Inc.
- Kendall Capital ManagementCurrent– present · 4 yearsRockville, MD · Adviser representative · Firm CRD 134740
- McKinley Carter Wealth Services, Inc.– · 8 yearsGaithersburg, MD · Adviser representative · Firm CRD 135184
- Yellowwood Financial Advisors, Inc.– · 1 yearGaithersburg, MD · Adviser representative · Firm CRD 121426
Professional designations
Listed by Kendall Capital Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Accredited Investment Fiduciary® (AIF®)
Investment adviser representative registrations
James Walker is registered as an investment adviser representative in Maryland, since July 2022.
- MarylandSince 11 July 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 December 2012 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James David Walker
- CRD
- 3020966
- Firm
- Kendall Capital Management · CRD 134740
- Office
- 2000 TOWER OAKS BOULEVARD, SUITE 240, Rockville, MD 20852
- Registration
- Investment adviser registration
- In the industry since
- December 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- kendallcapital.com
Where does James Walker work?
James Walker is an investment adviser representative registered through Kendall Capital Management since July 2022, and is not listed among the firm’s executive officers or direct owners.
Is James Walker a financial advisor?
Yes. James Walker has a current investment-adviser registration in Maryland, through Kendall Capital Management since July 2022.
How many years of experience does James Walker have?
James Walker has 13 years in the financial industry, since December 2012, across 3 adviser firms.
What exams has James Walker passed?
James Walker passed the Series 65 in December 2012.
Where did James Walker work before Kendall Capital Management?
Before Kendall Capital Management, James Walker was registered through Yellowwood Financial Advisors, Inc., December 2012 to May 2014.
Where is James Walker based?
James Walker’s registered office is in Rockville, MD.
Is James Walker registered with FINRA?
No. James Walker has no current broker registration.
Is James Walker a CFP?
Kendall Capital Management lists James Walker with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify James Walker’s record?
Search CRD 3020966 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Walker’s full registration record.
