Brian Mattox has been Chief Investment Officer & Chief Compliance Officer of Kendall Capital Management since March 2021, is a control person of the firm and directly owns under 5% of it. Brian Mattox holds a Bachelor of Science from Frostburg University.
Kendall Capital Management is a Rockville, MD firm with $744M under management, 352 clients and 7 advisers across 2 offices, as of its March 2026 filing.
Brian Mattox is Chief Investment Officer and Vice President of Kendall Capital, based in Rockville, Maryland. He focuses on portfolio construction, rebalancing, selecting investment managers, and implementing custom investment strategies for clients. He has over 25 years of experience in the financial services and investment industries, including eight years at Legg Mason, where he became head of its Risk Management Group, then a director at Fortigent and later lead portfolio manager at Andersen.
Brian Mattox’s longest registration was 10 years at Fortigent, LLC (2006–2016). Before joining Kendall Capital Management in 2018, Brian Mattox was registered through Andersen Tax LLC and Fortigent, LLC.
- Kendall Capital ManagementCurrent– present · 8 yearsRockville, MD · Adviser representative · Firm CRD 134740
- Andersen Tax LLC– · 1 yearMcLean, VA · Adviser representative · Firm CRD 124205
- Fortigent, LLC– · 10 yearsRockville, MD · Adviser representative · Firm CRD 138164
- Citigroup Global Markets Inc.– · under a yearNew York, NY · Adviser representative · Firm CRD 7059
- Legg Mason Wood Walker Inc– · 3 yearsOwings Mills, MD · Adviser representative · Firm CRD 6555
Professional designations
Listed by Kendall Capital Management
- Chartered Financial Analyst® (CFA)
- Certified Alternative Investment Analyst® (CAIA)
Investment adviser representative registrations
Brian Mattox is registered as an investment adviser representative in Maryland, since March 2018.
- MarylandSince 6 March 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 January 2003 |
| Series 7 | General Securities Representative Examination | 25 March 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Gibbon Mattox
- CRD
- 3025926
- Firm
- Kendall Capital Management · CRD 134740
- Role
- Chief Investment Officer & Chief Compliance Officer
- Office
- 2000 TOWER OAKS BOULEVARD, SUITE 240, Rockville, MD 20852
- Registration
- Investment adviser registration
- In the industry since
- March 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- kendallcapital.com
Where does Brian Mattox work?
Brian Mattox has been Chief Investment Officer & Chief Compliance Officer of Kendall Capital Management since March 2021, and is a control person of the firm.
Is Brian Mattox a financial advisor?
Yes. Brian Mattox has a current investment-adviser registration in Maryland, through Kendall Capital Management since March 2018.
How many years of experience does Brian Mattox have?
Brian Mattox has 23 years in the financial industry, since March 2003, across 5 adviser firms.
What exams has Brian Mattox passed?
Brian Mattox has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2002. FINRA credited Brian Mattox with the SIE, which began in October 2018.
Where did Brian Mattox work before Kendall Capital Management?
Before Kendall Capital Management, Brian Mattox was registered through Andersen Tax LLC, June 2016 to February 2018; Fortigent, LLC, May 2006 to June 2016; Citigroup Global Markets Inc., February 2006 to April 2006; Legg Mason Wood Walker Inc, January 2003 to February 2006.
Where is Brian Mattox based?
Brian Mattox’s registered office is in Rockville, MD.
Is Brian Mattox registered with FINRA?
No. Brian Mattox has no current broker registration.
Is Brian Mattox a CFA charterholder?
Kendall Capital Management lists Brian Mattox with the CFA credential (“Chartered Financial Analyst® (CFA)”) on its website. CFA Institute confirms certification status.
How can I verify Brian Mattox’s record?
Search CRD 3025926 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Mattox’s full registration record.
