James Upshaw has been an investment adviser representative at Bay Capital Advisors since September 2024, and is not listed among the firm’s executive officers or direct owners.
Bay Capital Advisors, LLC is a Virginia Beach, VA firm with $228M under management, 195 clients and 5 advisers across 5 offices, as of its August 2026 filing.
- Bay Capital Advisors, LLCCurrent– present · 2 yearsVirginia Beach, VA · Adviser representative · Firm CRD 140796
Investment adviser representative registrations
James Upshaw is registered as an investment adviser representative in Virginia, since September 2024.
- VirginiaSince 20 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 5 September 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James Michael Upshaw
- CRD
- 7986672
- Firm
- Bay Capital Advisors · CRD 140796
- Office
- 582 LYNNHAVEN PARKWAY, SUITE 302, Virginia Beach, VA 23452
- Registration
- Investment adviser registration
- In the industry since
- September 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does James Upshaw work?
James Upshaw is an investment adviser representative registered through Bay Capital Advisors, LLC since September 2024, and is not listed among the firm’s executive officers or direct owners.
Is James Upshaw a financial advisor?
Yes. James Upshaw has a current investment-adviser registration in Virginia, through Bay Capital Advisors since September 2024.
How many years of experience does James Upshaw have?
James Upshaw has 2 years in the financial industry, since September 2024, across 1 adviser firm.
What exams has James Upshaw passed?
James Upshaw passed the Series 65 in September 2024.
Where is James Upshaw based?
James Upshaw’s registered office is in Virginia Beach, VA.
Is James Upshaw registered with FINRA?
No. James Upshaw has no current broker registration.
How can I verify James Upshaw’s record?
Search CRD 7986672 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Upshaw’s full registration record.
