James Sexton has been Owner & Financial Advisor of Western Reserve Capital Management since April 2024, is a control person of the firm and directly owns between 50% and 75% of it. James Sexton studied Degrees in Economics and English at The University of Akron.
Western Reserve Capital Management, LLC is a Hudson, OH firm with $120M under management, 101 clients and 2 advisers across 3 offices, as of its January 2026 filing.
James C. Sexton III is Financial Planner at Western Reserve Capital Management, LLC, in Hudson, Ohio. He has over 28 years of experience in the financial industry and has worked with clients from young professionals to retirees. He served on the Board of Directors for the Hudson Library and Historical Society.
James Sexton’s longest registration was 12 years at Southland Equity Partners, LLC. (2011–2024). Before joining Western Reserve Capital Management in 2024, James Sexton was registered through Southland Equity Partners, LLC. and FSC Securities Corporation.
- – present · 2 yearsHudson, OH · Adviser representative · Firm CRD 329811
- Southland Equity Partners, LLC.– · 12 yearsHudson, OH · Adviser representative · Firm CRD 154481
- FSC Securities Corporation– · 11 yearsHudson, OH · Adviser representative · Firm CRD 7461
- Intersecurities, Inc.– · 1 yearCincinnati, OH · Adviser representative · Firm CRD 16164
- Intersecurities, Inc.– · under a yearCincinnati, OH · Adviser representative · Firm CRD 16164
Professional designations
Listed by Western Reserve Capital Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Fund Specialist (CFS)
Investment adviser representative registrations
James Sexton is registered as an investment adviser representative in Ohio, since April 2024.
- OhioSince 2 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 10 March 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 August 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 February 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Carl Sexton
- CRD
- 2127374
- Firm
- Western Reserve Capital Management · CRD 329811
- Role
- Owner & Financial Advisor
- Office
- 102 FIRST ST, #208, Hudson, OH 44236
- Registration
- Investment adviser registration
- In the industry since
- February 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wrcmfp.com
Where does James Sexton work?
James Sexton has been Owner & Financial Advisor of Western Reserve Capital Management, LLC since April 2024, and is a control person of the firm.
Is James Sexton a financial advisor?
Yes. James Sexton has a current investment-adviser registration in Ohio, through Western Reserve Capital Management since April 2024.
How many years of experience does James Sexton have?
James Sexton has 29 years in the financial industry, since February 1997, across 4 adviser firms.
What exams has James Sexton passed?
James Sexton has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in February 1997. FINRA credited James Sexton with the SIE, which began in October 2018.
Where did James Sexton work before Western Reserve Capital Management?
Before Western Reserve Capital Management, James Sexton was registered through FSC Securities Corporation, August 2009 to December 2020; Intersecurities, Inc., March 2004 to August 2005; Intersecurities, Inc., January 2003 to March 2003.
Where is James Sexton based?
James Sexton’s registered office is in Hudson, OH.
Is James Sexton registered with FINRA?
No. James Sexton has no current broker registration.
Is James Sexton a CFP?
Western Reserve Capital Management lists James Sexton with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: James C. Sexton III, CFP®, CFS biography, wrcmfp.com
How can I verify James Sexton’s record?
Search CRD 2127374 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Sexton’s full registration record.