Career
James Reynolds has been Chief Executive Officer of Loop Capital Asset Management - TCH since January 2022. James Reynolds is a control person of the firm and directly owns under 5% of it. James Reynolds holds a B.A. in political science from the University of Wisconsin–La Crosse. James Reynolds studied M.M. in Finance at Kellogg Graduate School of Management, Northwestern University.
Loop Capital Asset Management - TCH LLC is a Miami, FL firm with $10.8B under management, 90 clients and 18 advisers in one office, as of its March 2026 filing.
James Reynolds, Jr. is Loop Capital’s founder, chairman and chief executive officer. He established the firm in 1997 and oversees its businesses.
- Loop Capital Advisors, LLC– · 9 yearsChicago, IL · Adviser representative · Firm CRD 120698
- Loop Capital Advisors, LLC– · 3 yearsChicago, IL · Adviser representative · Firm CRD 120698
Credentials and registrations
Professional designations
Listed by Loop Capital Asset Management - TCH and the sources below
- CFA charterholder
- FINRA Series 7, 24, 52, 53, 63 and 79 licenses
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 29 May 1997 |
| Series 53 | Municipal Securities Principal Examination | 9 May 1997 |
| Series 3 | National Commodity Futures Examination | 13 August 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 October 1984 |
| Series 7 | General Securities Representative Examination | 16 July 1983 |
- Name
- Investment Banking Registered Representative Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- James Reynolds
- CRD
- 1162337
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does James Reynolds work?
James Reynolds has been Chief Executive Officer of Loop Capital Asset Management - TCH LLC since January 2022, and is a control person of the firm.
Does James Reynolds have a current investment-adviser registration?
James Reynolds has a current broker registration and no current investment-adviser registration.
What exams has James Reynolds passed?
James Reynolds has passed 7 licensing exams: the Series 7, Series 63, Series 3, Series 53, Series 24, Series 79TO and Series 52TO. The earliest, the Series 7, was passed in July 1983. FINRA credited James Reynolds with the SIE, which began in October 2018.
Where was James Reynolds previously registered as an investment adviser?
James Reynolds has past investment-adviser registrations through Loop Capital Advisors, LLC, July 2002 to October 2011; Loop Capital Advisors, LLC, July 2002 to December 2005, across 1 firm.
Is James Reynolds a CFA charterholder?
Loop Capital Asset Management - TCH lists James Reynolds with the CFA credential (“CFA charterholder”) on its website. CFA Institute confirms certification status.
Source: Loop Capital