James Pritchard has been an investment adviser representative at Delta Investment Management since April 2021, and is not listed among the firm’s executive officers or direct owners. James Pritchard studied Economics at Columbia University.
Delta Investment Management, LLC is a San Francisco, CA firm with $857M under management, 1,099 clients and 25 advisers across 11 offices, as of its April 2026 filing.
Jim Pritchard is Chief Investment Officer of NorthStar Financial & Retirement Planning, whose advisory services are offered through Delta Investment Management. He has 40 years of experience in the financial industry. He worked with Northwestern Mutual and Penn Mutual as a college agent, was trained by Smith Barney, and opened his own money management firm in 1986.
James Pritchard’s longest registration was 6 years at Pritchard Investment Management (1999–2005). Before joining Delta Investment Management in 2021, James Pritchard was registered through Saxony Capital Management, LLC and W.e. Donoghue & Co., LLC.
- – present · 5 yearsDurango, CO · Adviser representative · Firm CRD 149596
- Saxony Capital Management, LLC– · under a yearDurango, CO · Adviser representative · Firm CRD 122692
- W.e. Donoghue & Co., LLC– · 1 yearCave Creek, AZ · Adviser representative · Firm CRD 285403
- Swan Wealth Advisors, Inc.– · 2 yearsDurango, CO · Adviser representative · Firm CRD 114669
- Pritchard Investment Management– · 6 yearsDurango, CO · Adviser representative · Firm CRD 107380
Investment adviser representative registrations
James Pritchard is registered as an investment adviser representative in Colorado, since April 2021.
- ColoradoSince 14 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 February 2009 |
| Series 24 | General Securities Principal Examination | 1 April 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 October 1982 |
| Series 7 | General Securities Representative Examination | 18 September 1982 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Patrick Pritchard
- CRD
- 1063833
- Firm
- Delta Investment Management · CRD 149596
- Office
- Durango, CO
- Registration
- Investment adviser registration
- In the industry since
- May 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- northstar65.com
Where does James Pritchard work?
James Pritchard is an investment adviser representative registered through Delta Investment Management, LLC since April 2021, and is not listed among the firm’s executive officers or direct owners.
Is James Pritchard a financial advisor?
Yes. James Pritchard has a current investment-adviser registration in Colorado, through Delta Investment Management since April 2021.
How many years of experience does James Pritchard have?
James Pritchard has 17 years in the financial industry, since May 2009, across 5 adviser firms.
What exams has James Pritchard passed?
James Pritchard has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in September 1982.
Where did James Pritchard work before Delta Investment Management?
Before Delta Investment Management, James Pritchard was registered through W.e. Donoghue & Co., LLC, June 2018 to April 2020; Swan Wealth Advisors, Inc., August 2010 to April 2013; Pritchard Investment Management, January 1999 to December 2005.
Where is James Pritchard based?
James Pritchard’s registered office is in Durango, CO.
Is James Pritchard registered with FINRA?
No. James Pritchard has no current broker registration.
How can I verify James Pritchard’s record?
Search CRD 1063833 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Pritchard’s full registration record.
