Career
James Pickel Jr has been Chief Compliance Officer of Goldberg Lindsay & Co. since August 2020. James Pickel Jr is a control person of the firm and directly owns under 5% of it.
Goldberg Lindsay & Co. LLC is a New York, NY firm with $11.9B under management, 17 clients and 28 advisers in one office, as of its August 2026 filing.
An article on Lindsay Goldberg’s website described James Pickel as counsel and chief compliance officer overseeing legal functions.
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Credentials and registrations
Individual registration and examination information for James Pickel Jr is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- James Pickel Jr
- CRD
- 7285669
- Record basis
- Form ADV officer listing
- Firm bio
- lindsaygoldbergllc.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does James Pickel Jr work?
James Pickel Jr has been Chief Compliance Officer of Goldberg Lindsay & Co. LLC since August 2020, and is a control person of the firm.