James Patterson has been an investment adviser representative at KFA Private Wealth Group since October 2015, and is not listed among the firm’s executive officers or direct owners.
Kfa Private Wealth Group, LLC is a Tyson, VA firm with $830M under management, 823 clients and 11 advisers in one office, as of its March 2026 filing.
James Patterson is Vice President + Private Wealth Advisor of KFA Private Wealth Group, based in Tysons, Virginia. He helps families, business owners and institutions with their financial milestones. He specializes in tax, retirement planning, estate planning, qualified plan design and asset management.
James Patterson’s longest registration is the current one, 10 years at KFA Private Wealth Group since 2015. Before joining KFA Private Wealth Group in 2015, James Patterson was registered through Ameriprise Financial Services, Inc.
- – present · 10 yearsTyson, VA · Adviser representative · Firm CRD 281678
- Ameriprise Financial Services, Inc.– · 9 yearsVienna, VA · Adviser representative · Firm CRD 6363
Professional designations
Listed by KFA Private Wealth Group
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Retirement Planning Counselor (CRPC™)
Investment adviser representative registrations
James Patterson is registered as an investment adviser representative in 2 states. The first approvals date from October 2015; the most recent is Texas, in February 2026.
- TexasSince 27 February 2026
- VirginiaSince 29 October 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 August 2006 |
| Series 7 | General Securities Representative Examination | 3 August 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Patrick Patterson
- CRD
- 5062666
- Firm
- KFA Private Wealth Group · CRD 281678
- Office
- 8350 BROAD ST., SUITE 220, Tyson, VA 22102-5151
- Registration
- Investment adviser registration
- In the industry since
- August 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- kfapwg.com
Where does James Patterson work?
James Patterson is an investment adviser representative registered through Kfa Private Wealth Group, LLC since October 2015, and is not listed among the firm’s executive officers or direct owners.
Is James Patterson a financial advisor?
Yes. James Patterson has a current investment-adviser registration in Texas and Virginia, through KFA Private Wealth Group since October 2015.
How many years of experience does James Patterson have?
James Patterson has 20 years in the financial industry, since August 2006, across 2 adviser firms.
What exams has James Patterson passed?
James Patterson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2006. FINRA credited James Patterson with the SIE, which began in October 2018.
Where is James Patterson based?
James Patterson’s registered office is in Tyson, VA.
Is James Patterson registered with FINRA?
No. James Patterson has no current broker registration.
Is James Patterson a CFP?
KFA Private Wealth Group lists James Patterson with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify James Patterson’s record?
Search CRD 5062666 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Patterson’s full registration record.
