James Owen has been Managing Member of Owen LaRue since July 2017, is a control person of the firm and directly owns between 25% and 50% of it.
Owen Larue, LLC is an Elizabethtown, KY firm with $459M under management, 861 clients and 4 advisers in one office, as of its September 2026 filing.
James Owen’s longest registration is the current one, 9 years at Owen LaRue since 2017. Before joining Owen LaRue in 2017, James Owen was registered through LPL Financial LLC and Private Advisor Group, LLC.
- LPL Financial LLC– · 1 yearElizabethtown, KY · Adviser representative · Firm CRD 6413
- Private Advisor Group, LLC– · 3 yearsElizabethtown, KY · Adviser representative · Firm CRD 155216
- Raymond James Financial Services Advisors, Inc– · 4 yearsElizabethtown, KY · Adviser representative · Firm CRD 149018
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsLouisville, KY · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
James Owen is registered as an investment adviser representative in Kentucky, since September 2017.
- KentuckySince 14 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 27 May 2010 |
| Series 66 | Uniform Combined State Law Examination | 25 March 2008 |
| Series 7 | General Securities Representative Examination | 14 February 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Harrison Owen
- CRD
- 5454356
- Firm
- Owen LaRue · CRD 289436
- Role
- Managing Member
- Registration
- Investment adviser registration
- In the industry since
- February 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does James Owen work?
James Owen has been Managing Member of Owen Larue, LLC since July 2017, and is a control person of the firm.
Is James Owen a financial advisor?
Yes. James Owen has a current investment-adviser registration in Kentucky, through Owen LaRue since September 2017.
How many years of experience does James Owen have?
James Owen has 18 years in the financial industry, since February 2008, across 5 adviser firms.
What exams has James Owen passed?
James Owen has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in February 2008. FINRA credited James Owen with the SIE, which began in October 2018.
Where did James Owen work before Owen LaRue?
Before Owen LaRue, James Owen was registered through Raymond James Financial Services Advisors, Inc, April 2010 to May 2014; Merrill Lynch, Pierce, Fenner & Smith Incorporated, March 2008 to April 2010.
Is James Owen registered with FINRA?
No. James Owen has no current broker registration.
How can I verify James Owen’s record?
Search CRD 5454356 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Owen’s full registration record.