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James Orfanos

Director at Vaughan Nelson Investment Management

Officer record from the firm’s Form ADVForm ADV filed 30 March 2026

James Orfanos is Director of Vaughan Nelson Investment Management, L.P., a Houston investment adviser.

Role at Vaughan Nelson Investment Management

Title on Schedule A
Director
Control
James Orfanos is a control person of Vaughan Nelson Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
James Orfanos has held the filed role since February 2017.

The firm

Vaughan Nelson Investment Management, L.P.
Houston, TX

Form ADV filed 30 March 2026

$12.2B AUM379 clients26 advisers2 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for James Orfanos is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
James Orfanos
CRD
6700590
Firm
Vaughan Nelson Investment Management, L.P.
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does James Orfanos work?

James Orfanos has been Director of Vaughan Nelson Investment Management, L.P. since February 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Leadership at Vaughan Nelson Investment Management

Sources

  1. IAPD individual lookup, CRD 6700590. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Vaughan Nelson Investment Management, L.P., filed 30 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with James Orfanos or Vaughan Nelson Investment Management, L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.