James Monti has been an investment adviser representative at The William Allan since September 2018, and is not listed among the firm’s executive officers or direct owners.
The William Allan Corporation is a Fort Collins, CO firm with $204M under management, 239 clients and 2 advisers across 2 offices, as of its April 2026 filing.
- – present · 8 yearsLong Beach, CA · Adviser representative · Firm CRD 133147
Investment adviser representative registrations
James Monti is registered as an investment adviser representative in California, as a resident of California, since September 2018.
- CaliforniaResidentSince 6 September 2018
Examinations
No examinations are on James Monti’s record.
- Full name
- James Peter Monti
- CRD
- 7012282
- Firm
- The William Allan · CRD 133147
- Office
- 100 OCEANGATE, SUITE 1200, Long Beach, CA 90802
- Registration
- Investment adviser registration
- In the industry since
- September 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does James Monti work?
James Monti is an investment adviser representative registered through The William Allan Corporation since September 2018, and is not listed among the firm’s executive officers or direct owners.
Is James Monti a financial advisor?
Yes. James Monti has a current investment-adviser registration in California, through The William Allan since September 2018.
How many years of experience does James Monti have?
James Monti has 8 years in the financial industry, since September 2018, across 1 adviser firm.
Where is James Monti based?
James Monti’s registered office is in Long Beach, CA.
Is James Monti registered with FINRA?
No. James Monti has no current broker registration.
How can I verify James Monti’s record?
Search CRD 7012282 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Monti’s full registration record.
