Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 13 July 2010
- Officer or owner
- James Mills is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
James Mills has been registered through Parallel Advisors since July 2010, and before that through First Financial Equity Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Parallel Advisors, LLCCurrent– present · 16 yearsDenver, CO · Adviser representative · Firm CRD 140800
- First Financial Equity Corporation– · 2 yearsGreenwood Village, CO · Adviser representative · Firm CRD 16507
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsDenver, CO · Adviser representative · Firm CRD 7691
- Passed Series 7 and Series 66 · 2006
Registrations and exams
James Mills is registered as an investment adviser representative in Colorado and Texas and has passed 2 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Colorado | Investment adviser representative | Approved | 13 July 2010 |
| Texas | Investment adviser representative | Approved | 12 January 2012 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 11 May 2006 |
| Series 7 | General Securities Representative Examination | 4 April 2006 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
Adviser record
- Full name
- James Andrews Mills
- CRD
- 5087549
- Registered in
- Colorado, Texas
- Office
- 3773 Cherry Creek North Drive, East Tower, Suite 801, Denver, CO 80209
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does James Mills work?
James Mills is an investment adviser representative registered through Parallel Advisors, LLC since July 2010, and is not listed among the firm’s executive officers or direct owners.
Is James Mills a financial advisor?
Yes. James Mills is registered as an investment adviser representative in Colorado and Texas, through Parallel Advisors since July 2010, as of 14 October 2026.
How many years of experience does James Mills have?
James Mills has worked in the financial industry for 20 years as of 14 October 2026, counted from 3 June 2006, across 3 adviser firms.
What exams has James Mills passed?
James Mills has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2006.
Where did James Mills work before Parallel Advisors?
Before Parallel Advisors, James Mills was registered through First Financial Equity Corporation, January 2009 to July 2010; Merrill Lynch, Pierce, Fenner & Smith Incorporated, May 2006 to December 2008.
Where is James Mills based?
James Mills’ registered office is in Denver, CO.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer