James McMonigle has been an investment adviser representative at Wealth Management Associates since April 2019, and is not listed among the firm’s executive officers or direct owners.
Wealth Management Associates, Inc. is a Cherry Hill, NJ firm with $717M under management, 930 clients and 11 advisers across 4 offices, as of its March 2026 filing.
James McMonigle’s longest registration was 16 years at Securities America Advisors, Inc. (2002–2019). Before joining Wealth Management Associates in 2019, James McMonigle was registered through Securities America Advisors, Inc.
- – present · 7 yearsTurnersville, NJ · Adviser representative · Firm CRD 117606
- Securities America Advisors, Inc.– · 16 yearsTurnersville, NJ · Adviser representative · Firm CRD 110518
Investment adviser representative registrations
James McMonigle is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from April 2019; the most recent is Texas, in January 2026.
- New JerseySince 1 April 2019
- TexasResidentSince 12 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 24 May 2006 |
| Series 24 | General Securities Principal Examination | 8 June 1995 |
| Series 5 | Interest Rate Options Examination | 2 October 1981 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 September 1980 |
| Series 7 | General Securities Representative Examination | 19 July 1980 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Interest Rate Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Joseph McMonigle
- CRD
- 712454
- Firm
- Wealth Management Associates · CRD 117606
- Office
- Turnersville, NJ
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1980
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does James McMonigle work?
James McMonigle is an investment adviser representative registered through Wealth Management Associates, Inc. since April 2019, and is not listed among the firm’s executive officers or direct owners.
Is James McMonigle a financial advisor?
Yes. James McMonigle has a current investment-adviser registration in New Jersey and Texas, through Wealth Management Associates since April 2019.
How many years of experience does James McMonigle have?
James McMonigle has 46 years in the financial industry, since October 1980, across 2 adviser firms.
What exams has James McMonigle passed?
James McMonigle has passed 6 licensing exams: the Series 7, Series 63, Series 5, Series 24, Series 4 and Series 99TO. The earliest, the Series 7, was passed in July 1980. FINRA credited James McMonigle with the SIE, which began in October 2018.
Where is James McMonigle based?
James McMonigle’s registered office is in Turnersville, NJ.
Is James McMonigle registered with FINRA?
Yes. James McMonigle has a current broker registration, under CRD 712454.
Source: FINRA BrokerCheck
How can I verify James McMonigle’s record?
Search CRD 712454 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James McMonigle’s full registration record.
