James Johnston has been Managing Director of Wealth Management Associates since June 2003, is a control person of the firm and directly owns between 50% and 75% of it. James Johnston studied at the University of Virginia.
Wealth Management Associates, Inc. is a Cherry Hill, NJ firm with $717M under management, 930 clients and 11 advisers across 4 offices, as of its March 2026 filing.
James B. Johnston III is founder and Managing Director of Wealth Management Associates, Inc. He started his career in 1986 as a financial advisor trainee with Smith Barney Harris Upham and formed Wealth Management Associates in 1998. He specializes in the needs of conservative investors and business owners.
- – present · 24 yearsCherry Hill, NJ · Adviser representative · Firm CRD 117606
Investment adviser representative registrations
James Johnston is registered as an investment adviser representative in New Jersey, since July 2002.
- New JerseySince 23 July 2002
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 18 January 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 May 1986 |
| Series 7 | General Securities Representative Examination | 17 May 1986 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Burroughs Johnston
- CRD
- 1485345
- Firm
- Wealth Management Associates · CRD 117606
- Role
- Managing Director
- Office
- 1909 ROUTE 70 EAST, SUITE 100, Cherry Hill, NJ 08003
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1986
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- wealthmanage.net
Where does James Johnston work?
James Johnston has been Managing Director of Wealth Management Associates, Inc. since June 2003, and is a control person of the firm.
Is James Johnston a financial advisor?
Yes. James Johnston has a current investment-adviser registration in New Jersey, through Wealth Management Associates since July 2002.
How many years of experience does James Johnston have?
James Johnston has 40 years in the financial industry, since May 1986, across 1 adviser firm.
What exams has James Johnston passed?
James Johnston has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 99TO. The earliest, the Series 7, was passed in May 1986. FINRA credited James Johnston with the SIE, which began in October 2018.
Where is James Johnston based?
James Johnston’s registered office is in Cherry Hill, NJ.
Is James Johnston registered with FINRA?
Yes. James Johnston has a current broker registration, under CRD 1485345.
Source: FINRA BrokerCheck
How can I verify James Johnston’s record?
Search CRD 1485345 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James Johnston’s full registration record.
