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James Kaye

Director, Vice President, Secretary and General Counsel at Moore Capital Management

Officer record from the firm’s Form ADVForm ADV filed 31 March 2026

James Kaye is Director, Vice President, Secretary and General Counsel of Moore Capital Management, LP, a New York investment adviser.

Role at Moore Capital Management

Title on Schedule A
Director, Vice President, Secretary and General Counsel
Control
James Kaye is a control person of Moore Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
James Kaye has held the filed role since February 2007.

The firm

Moore Capital Management, LP
New York, NY

Form ADV filed 31 March 2026

$23.7B AUM6 clients166 advisers3 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for James Kaye is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
James Kaye
CRD
6020328
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does James Kaye work?

James Kaye has been Director, Vice President, Secretary and General Counsel of Moore Capital Management, LP since February 2007, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Leadership at Moore Capital Management

Sources

  1. IAPD individual lookup, CRD 6020328. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Moore Capital Management, LP, filed 31 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with James Kaye or Moore Capital Management, LP and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.