James Hindes has been Partner, Chief Compliance Officer, Member of Xena Financial Planning since September 2024, is a control person of the firm and directly owns between 50% and 75% of it.
Xena Financial Planning, LLC is a Portland, OR firm with $104M under management, 118 clients and 2 advisers across 2 offices, as of its September 2026 filing.
James Hindes’ longest registration was 5 years at Enow Financial (2019–2025). Before joining Xena Financial Planning in 2024, James Hindes was registered through Enow Financial.
- Xena Financial Planning, LLCCurrent– present · 1 yearPortland, OR · Adviser representative · Firm CRD 333436
- Enow Financial– · 5 yearsPortland, OR · Adviser representative · Firm CRD 299776
Investment adviser representative registrations
James Hindes is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from November 2024; the most recent is Washington, in March 2025.
- OregonSince 7 November 2024
- TexasResidentSince 25 November 2024
- WashingtonSince 4 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 October 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James Barrett Hindes
- CRD
- 7049120
- Firm
- Xena Financial Planning · CRD 333436
- Role
- Partner, Chief Compliance Officer, Member
- Office
- 1130 SW MORRISON ST, SUITE 417, Portland, OR 97205
- Registration
- Investment adviser registration
- In the industry since
- February 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does James Hindes work?
James Hindes has been Partner, Chief Compliance Officer, Member of Xena Financial Planning, LLC since September 2024, and is a control person of the firm.
Is James Hindes a financial advisor?
Yes. James Hindes has a current investment-adviser registration in Oregon, Texas and Washington, through Xena Financial Planning since November 2024.
How many years of experience does James Hindes have?
James Hindes has 7 years in the financial industry, since February 2019, across 2 adviser firms.
What exams has James Hindes passed?
James Hindes passed the Series 65 in October 2018.
Where is James Hindes based?
James Hindes’ registered office is in Portland, OR.
Is James Hindes registered with FINRA?
No. James Hindes has no current broker registration.
How can I verify James Hindes’ record?
Search CRD 7049120 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Hindes’ full registration record.
