James Hammond has been an investment adviser representative at Cullen Investment Group since December 2024, and is not listed among the firm’s executive officers or direct owners.
Cullen Investment Group, LTD. is a Lafayette, LA firm with $910M under management, 611 clients and 5 advisers across 2 offices, as of its March 2026 filing.
- Cullen Investment GroupCurrent– present · 1 yearLafayette, LA · Adviser representative · Firm CRD 18266
Investment adviser representative registrations
James Hammond is registered as an investment adviser representative in 2 states. Each was approved in December 2024.
- LouisianaSince 23 December 2024
- TexasSince 20 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 September 2024 |
| Series 7TO | General Securities Representative Examination | 23 October 2023 |
| Series 99TO | Operations Professional Examination | 11 September 2023 |
| SIE | Securities Industry Essentials Examination | 17 August 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Full name
- James David Hammond
- CRD
- 7785314
- Firm
- Cullen Investment Group · CRD 18266
- Office
- 1404 South College Rd., Lafayette, LA 70503
- Registration
- Investment adviser registration
- In the industry since
- November 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does James Hammond work?
James Hammond is an investment adviser representative registered through Cullen Investment Group, LTD. since December 2024, and is not listed among the firm’s executive officers or direct owners.
Is James Hammond a financial advisor?
Yes. James Hammond has a current investment-adviser registration in Louisiana and Texas, through Cullen Investment Group since December 2024.
How many years of experience does James Hammond have?
James Hammond has 2 years in the financial industry, since November 2023, across 1 adviser firm.
What exams has James Hammond passed?
James Hammond has passed 4 licensing exams: the SIE, Series 99TO, Series 7TO and Series 65. The earliest, the SIE, was passed in August 2023.
Where did James Hammond work before Cullen Investment Group?
Before Cullen Investment Group, James Hammond was registered through Cullen Asset Management, October 2024 to October 2024.
Where is James Hammond based?
James Hammond’s registered office is in Lafayette, LA.
Is James Hammond registered with FINRA?
No. James Hammond has no current broker registration.
How can I verify James Hammond’s record?
Search CRD 7785314 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Hammond’s full registration record.