Stephen Nickel has been Vice President of Cullen Investment Group since January 2017, is not listed as a control person, but directly owns between 25% and 50% of the firm.
Cullen Investment Group, LTD. is a Lafayette, LA firm with $910M under management, 611 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Stephen Nickel’s longest registration is the current one, 23 years at Cullen Investment Group since 2003. Before joining Cullen Investment Group in 2003, Stephen Nickel was registered through American General Securities Incorporated.
- Cullen Investment GroupCurrent– present · 23 yearsLafayette, LA · Adviser representative · Firm CRD 18266
- American General Securities Incorporated– · under a yearCrowley, LA · Adviser representative · Firm CRD 13626
Investment adviser representative registrations
Stephen Nickel is registered as an investment adviser representative in Louisiana, since September 2003.
- LouisianaSince 30 September 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 7 January 2013 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 May 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 March 2002 |
| Series 7 | General Securities Representative Examination | 13 February 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stephen Lloyd Nickel
- CRD
- 4305828
- Firm
- Cullen Investment Group · CRD 18266
- Role
- Vice President
- Office
- 1404 S. COLLEGE RD., Lafayette, LA 70503
- Registration
- Investment adviser registration
- In the industry since
- February 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Stephen Nickel work?
Stephen Nickel has been Vice President of Cullen Investment Group, LTD. since January 2017.
Is Stephen Nickel a financial advisor?
Yes. Stephen Nickel has a current investment-adviser registration in Louisiana, through Cullen Investment Group since September 2003.
How many years of experience does Stephen Nickel have?
Stephen Nickel has 25 years in the financial industry, since February 2001, across 2 adviser firms.
What exams has Stephen Nickel passed?
Stephen Nickel has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in February 2001. FINRA credited Stephen Nickel with the SIE, which began in October 2018.
Where did Stephen Nickel work before Cullen Investment Group?
Before Cullen Investment Group, Stephen Nickel was registered through American General Securities Incorporated, May 2003 to September 2003.
Where is Stephen Nickel based?
Stephen Nickel’s registered office is in Lafayette, LA.
Is Stephen Nickel registered with FINRA?
No. Stephen Nickel has no current broker registration.
How can I verify Stephen Nickel’s record?
Search CRD 4305828 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Nickel’s full registration record.