James Hall has been an investment adviser representative at Affinity Wealth Management since February 2018, and is not listed among the firm’s executive officers or direct owners. James Hall holds a BA in Economics from the University of Delaware.
Affinity Wealth Management LLC is a Wilmington, DE firm with $873M under management, 664 clients and 11 advisers in one office, as of its April 2026 filing.
James E. Hall Jr. is Chairman and Sr. Financial Advisor of Affinity Wealth Management and a member of its Investment Committee. He joined the firm after six years in private practice and was previously a Senior Advisor with American Express Financial Advisors. He frequently teaches Retirement Planning to retirees and preretirees at the University of Delaware, Cecil County Community College and West Chester University.
James Hall’s longest registration was 14 years at Affinity Wealth Management LLC (2003–2018). Before joining Affinity Wealth Management in 2018, James Hall was registered through Affinity Wealth Management LLC and Linsco/Private Ledger Corp.
- – present · 8 yearsWilmington, DE · Adviser representative · Firm CRD 290735
- Affinity Wealth Management LLC– · 14 yearsWilmington, DE · Adviser representative · Firm CRD 105840
- Linsco/Private Ledger Corp.– · 5 yearsGreenville, DE · Adviser representative · Firm CRD 6413
Professional designations
Listed by Affinity Wealth Management
- Certified Financial Planner® (CFP)
Investment adviser representative registrations
James Hall is registered as an investment adviser representative in Delaware, since February 2018.
- DelawareSince 9 February 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 6 June 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 December 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 October 1989 |
| Series 7 | General Securities Representative Examination | 21 November 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Edwin Hall
- CRD
- 1753467
- Firm
- Affinity Wealth Management · CRD 290735
- Office
- 2751 CENTERVILLE ROAD, SUITE 110, Wilmington, DE 19808
- Registration
- Investment adviser registration
- In the industry since
- November 1987
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- affinitywealth.com
Where does James Hall work?
James Hall is an investment adviser representative registered through Affinity Wealth Management LLC since February 2018, and is not listed among the firm’s executive officers or direct owners.
Is James Hall a financial advisor?
Yes. James Hall has a current investment-adviser registration in Delaware, through Affinity Wealth Management since February 2018.
How many years of experience does James Hall have?
James Hall has 38 years in the financial industry, since November 1987, across 3 adviser firms.
What exams has James Hall passed?
James Hall has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in November 1987. FINRA credited James Hall with the SIE, which began in October 2018.
Where did James Hall work before Affinity Wealth Management?
Before Affinity Wealth Management, James Hall was registered through Affinity Wealth Management LLC (CRD 105840), May 2003 to February 2018; Linsco/Private Ledger Corp., December 1997 to April 2003.
Where is James Hall based?
James Hall’s registered office is in Wilmington, DE.
Is James Hall registered with FINRA?
No. James Hall has no current broker registration.
Is James Hall a CFP?
Affinity Wealth Management lists James Hall with the CFP credential (“Certified Financial Planner® (CFP)”) on its website. CFP Board confirms certification status.
How can I verify James Hall’s record?
Search CRD 1753467 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Hall’s full registration record.
