Charles Heisey has been Chief Compliance Officer of Affinity Wealth Management since March 2026, is a control person of the firm and directly owns under 5% of it.
Affinity Wealth Management LLC is a Wilmington, DE firm with $873M under management, 664 clients and 11 advisers in one office, as of its April 2026 filing.
No adviser firm registrations are on Charles Heisey’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 28 January 2016 |
| Series 7 | General Securities Representative Examination | 22 December 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 December 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Charles Ney Heisey
- CRD
- 5868273
- Firm
- Affinity Wealth Management · CRD 290735
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Charles Heisey work?
Charles Heisey has been Chief Compliance Officer of Affinity Wealth Management LLC since March 2026, and is a control person of the firm.
Does Charles Heisey have a current investment-adviser registration?
Charles Heisey has no current investment-adviser or broker registration.
What exams has Charles Heisey passed?
Charles Heisey has passed 3 licensing exams: the Series 6, Series 7 and Series 63. The earliest, the Series 6, was passed in December 2010. FINRA credited Charles Heisey with the SIE, which began in October 2018.
Is Charles Heisey registered with FINRA?
No. Charles Heisey has no current broker registration.
How can I verify Charles Heisey’s record?
Search CRD 5868273 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Heisey’s full registration record.
