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James Glasheen

Investment adviser representative at Parallel Advisors

Investment adviser representativeDenver, COSEC record checked 14 October 2026

15
Years in the industry
2
Years at the firm
7
Adviser firms
1
State registrations

IAPD record retrieved 14 October 2026SEC record

James Glasheen is an investment adviser representative at Parallel Advisors, LLC, a San Francisco investment adviser managing $10.31B. James Glasheen has been registered through Parallel Advisors since 21 June 2024, has 15 years in the industry across 7 firms and has passed 5 licensing exams.

Role at Parallel Advisors

Registration
Investment adviser representative, through Parallel Advisors, LLC since 21 June 2024
Officer or owner
James Glasheen is not listed among Parallel Advisors’ executive officers or direct owners.

The firm

Parallel Advisors, LLC
San Francisco, CA

Form ADV filed 29 June 2026

$10.31B AUM4,240 clients61 advisers38 offices

Career on record

James Glasheen has been registered through Parallel Advisors since June 2024, and before that through Colorado Wealth Group, Changepath, Fidelity Personal And Workplace Advisors, Strategic Advisers, Fidelity Brokerage Services and Ing Financial Advisers.

Firms and exams, newest first
  1. Parallel Advisors, LLCCurrent
    – present · 2 years
    Denver, CO · Adviser representative · Firm CRD 140800
  2. Colorado Wealth Group LLC
    – · 3 years
    Denver, CO · Adviser representative · Firm CRD 310024
  3. Changepath, LLC
    – · 1 year
    Centennial, CO · Adviser representative · Firm CRD 281213
  4. Passed SIE · 2018
  5. Fidelity Personal And Workplace Advisors
    – · 1 year
    Boston, MA · Adviser representative · Firm CRD 288590
  6. Strategic Advisers LLC
    – · 7 years
    New Haven, CT · Adviser representative · Firm CRD 104555
  7. Passed Series 63, Series 7 and Series 65 · 2011
  8. Fidelity Brokerage Services LLC
    – · 8 years
    New Haven, CT · Adviser representative and broker · Firm CRD 7784
  9. Ing Financial Advisers, LLC
    – · 1 year
    Windsor, CT · Adviser representative and broker · Firm CRD 34815
  10. Passed Series 6 · 2010

Registrations and exams

James Glasheen is registered as an investment adviser representative in Colorado and has passed 5 qualifying exams.

Colorado21 June 2024
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6512 September 2011
Name
Uniform Investment Adviser Law Examination
Series 6324 March 2011
Name
Uniform Securities Agent State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 719 August 2011
Name
General Securities Representative Examination
Series 61 February 2010
Name
Investment Company Products/Variable Contracts Representative Examination

Adviser record

Full name
James Kevin Glasheen
CRD
5750170
Firm
Parallel Advisors, LLC
Registered in
Colorado
Office
3773 Cherry Creek North Drive, East Tower, Suite 801, Denver, CO 80209

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does James Glasheen work?

James Glasheen is an investment adviser representative registered through Parallel Advisors, LLC since June 2024, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 14 October 2026

Is James Glasheen a financial advisor?

Yes. James Glasheen is registered as an investment adviser representative in Colorado, through Parallel Advisors since June 2024, as of 14 October 2026.

Source: IAPD individual record, checked 14 October 2026

How many years of experience does James Glasheen have?

James Glasheen has worked in the financial industry for 15 years as of 14 October 2026, counted from 12 February 2011, across 7 adviser firms.

Source: IAPD individual record, checked 14 October 2026

What exams has James Glasheen passed?

James Glasheen has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 65 and SIE. The earliest, the Series 6, was passed in February 2010.

Source: IAPD individual record, checked 14 October 2026

Where did James Glasheen work before Parallel Advisors?

Before Parallel Advisors, James Glasheen was registered through Colorado Wealth Group LLC, August 2021 to June 2024; Changepath, LLC, October 2020 to July 2021; Fidelity Personal And Workplace Advisors, July 2018 to December 2019; Strategic Advisers LLC, September 2011 to July 2018; Fidelity Brokerage Services LLC, August 2011 to November 2019; Ing Financial Advisers, LLC, February 2010 to July 2011.

Source: IAPD individual record, checked 14 October 2026

Where is James Glasheen based?

James Glasheen’s registered office is in Denver, CO.

Source: IAPD individual record, checked 14 October 2026

Leadership at Parallel Advisors

Sources

  1. IAPD individual record, CRD 5750170. Employment history, registrations and examinations.
  2. Form ADV Part 1A, Schedules A and B of Parallel Advisors, LLC, filed 29 June 2026. Executive officers and direct owners; this person is not among them.

Retrieved 14 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with James Glasheen or Parallel Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.