James Flanagan has been an investment adviser representative at Sterling Manor Financial since September 2016, and is not listed among the firm’s executive officers or direct owners. James Flanagan studied at U.S. Naval Academy.
Sterling Manor Financial, LLC is a Saratoga Springs, NY firm with $201M under management, 395 clients and 3 advisers in one office, as of its May 2026 filing.
James Flanagan is Wealth Advisor of Sterling Manor Financial. He joined the firm after more than four years with a global financial services firm. A graduate of the U.S. Naval Academy, he spent over 8 years on active duty as a Naval Officer. His primary focus is retirement planning, life insurance, income planning and long term care.
James Flanagan’s longest registration is the current one, 10 years at Sterling Manor Financial since 2016.
- Cadaret Grant & Co Inc– · 3 yearsSaratoga Springs, NY · Adviser representative · Firm CRD 10641
- – present · 10 yearsSaratoga Springs, NY · Adviser representative · Firm CRD 284218
Investment adviser representative registrations
James Flanagan is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2016; the most recent is New York, in June 2021.
- New YorkSince 15 June 2021
- TexasResidentSince 2 September 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 November 2005 |
| Series 7 | General Securities Representative Examination | 11 October 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James William Flanagan
- CRD
- 5019556
- Firm
- Sterling Manor Financial · CRD 284218
- Office
- 18 DIVISION STREET, SUITE 202, Saratoga Springs, NY 12866
- Registration
- Investment adviser registration
- In the industry since
- October 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sterlingmanorfinancial.com
Where does James Flanagan work?
James Flanagan is an investment adviser representative registered through Sterling Manor Financial, LLC since September 2016, and is not listed among the firm’s executive officers or direct owners.
Is James Flanagan a financial advisor?
Yes. James Flanagan has a current investment-adviser registration in New York and Texas, through Sterling Manor Financial since September 2016.
How many years of experience does James Flanagan have?
James Flanagan has 21 years in the financial industry, since October 2005, across 2 adviser firms.
What exams has James Flanagan passed?
James Flanagan has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2005. FINRA credited James Flanagan with the SIE, which began in October 2018.
Where is James Flanagan based?
James Flanagan’s registered office is in Saratoga Springs, NY.
Is James Flanagan registered with FINRA?
No. James Flanagan has no current broker registration.
How can I verify James Flanagan’s record?
Search CRD 5019556 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Flanagan’s full registration record.
