Stephen Kyne has been Managing Member & Chief Compliance Officer of Sterling Manor Financial since April 2006, is a control person of the firm and directly owns between 50% and 75% of it. Stephen Kyne holds a Certificate in Financial Planning from New York University and a B.S. in Economics from the University at Albany.
Sterling Manor Financial, LLC is a Saratoga Springs, NY firm with $201M under management, 395 clients and 3 advisers in one office, as of its May 2026 filing.
Stephen Kyne is Partner and Wealth Advisor of Sterling Manor Financial. He has over twenty years of industry experience and works with families, professionals and business owners to help clients build, protect and transition their wealth, including retirement income strategies.
Stephen Kyne’s longest registration is the current one, 5 years at Sterling Manor Financial since 2021. Before joining Sterling Manor Financial in 2021, Stephen Kyne was registered through Cadaret Grant & Co Inc.
- – present · 5 yearsSaratoga Springs, NY · Adviser representative · Firm CRD 284218
- Cadaret Grant & Co Inc– · 3 yearsSaratoga Springs, NY · Adviser representative · Firm CRD 10641
Professional designations
Listed by Sterling Manor Financial
- CFP®
Investment adviser representative registrations
Stephen Kyne is registered as an investment adviser representative in New York, since August 2021.
- New YorkSince 19 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 12 April 2010 |
| Series 66 | Uniform Combined State Law Examination | 13 August 2004 |
| Series 7 | General Securities Representative Examination | 9 August 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stephen Matthew Kyne
- CRD
- 4809925
- Firm
- Sterling Manor Financial · CRD 284218
- Role
- Managing Member & Chief Compliance Officer
- Office
- 18 DIVISION STREET, SUITE 202, Saratoga Springs, NY 12866
- Registration
- Investment adviser registration
- In the industry since
- August 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sterlingmanorfinancial.com
Where does Stephen Kyne work?
Stephen Kyne has been Managing Member & Chief Compliance Officer of Sterling Manor Financial, LLC since April 2006, and is a control person of the firm.
Is Stephen Kyne a financial advisor?
Yes. Stephen Kyne has a current investment-adviser registration in New York, through Sterling Manor Financial since August 2021.
How many years of experience does Stephen Kyne have?
Stephen Kyne has 22 years in the financial industry, since August 2004, across 2 adviser firms.
What exams has Stephen Kyne passed?
Stephen Kyne has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in August 2004. FINRA credited Stephen Kyne with the SIE, which began in October 2018.
Where is Stephen Kyne based?
Stephen Kyne’s registered office is in Saratoga Springs, NY.
Is Stephen Kyne registered with FINRA?
No. Stephen Kyne has no current broker registration.
Is Stephen Kyne a CFP?
Sterling Manor Financial lists Stephen Kyne with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Stephen M. Kyne biography, sterlingmanorfinancial.com
How can I verify Stephen Kyne’s record?
Search CRD 4809925 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Kyne’s full registration record.
