James Egerstrom has been an investment adviser representative at Confidence Wealth Management since March 2020, and is not listed among the firm’s executive officers or direct owners.
Confidence Wealth Management, Inc. is a Los Angeles, CA firm with $454M under management, 743 clients and 8 advisers across 2 offices, as of its March 2026 filing.
James Egerstrom’s longest registration is the current one, 6 years at Confidence Wealth Management since 2020. Before joining Confidence Wealth Management in 2020, James Egerstrom was registered through Tarbox Family Office, Inc. and TD Ameritrade Investment Management, LLC.
- – present · 6 yearsTorrance, CA · Adviser representative · Firm CRD 127383
- Tarbox Family Office, Inc.– · under a yearNewport Beach, CA · Adviser representative · Firm CRD 106079
- TD Ameritrade Investment Management, LLC– · 3 yearsThousand Oaks, CA · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · 3 yearsThousand Oaks, CA · Adviser representative · Firm CRD 7870
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 October 2014 |
| Series 7 | General Securities Representative Examination | 9 September 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 August 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 August 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Anderson Egerstrom
- CRD
- 6225590
- Firm
- Confidence Wealth Management · CRD 127383
- Office
- 21250 Hawthorne Blvd, Ste 500, Torrance, CA 90503
- Registration
- Investment adviser registration
- In the industry since
- October 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does James Egerstrom work?
James Egerstrom is an investment adviser representative registered through Confidence Wealth Management, Inc. since March 2020, and is not listed among the firm’s executive officers or direct owners.
Is James Egerstrom a financial advisor?
Yes. James Egerstrom has a current investment-adviser registration, through Confidence Wealth Management since March 2020.
How many years of experience does James Egerstrom have?
James Egerstrom has 12 years in the financial industry, since October 2014, across 4 adviser firms.
What exams has James Egerstrom passed?
James Egerstrom has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in August 2013. FINRA credited James Egerstrom with the SIE, which began in October 2018.
Where did James Egerstrom work before Confidence Wealth Management?
Before Confidence Wealth Management, James Egerstrom was registered through Tarbox Family Office, Inc., August 2018 to June 2019; TD Ameritrade Investment Management, LLC, October 2014 to June 2018; TD Ameritrade, Inc., October 2014 to June 2018.
Where is James Egerstrom based?
James Egerstrom’s registered office is in Torrance, CA.
Is James Egerstrom registered with FINRA?
No. James Egerstrom has no current broker registration.
How can I verify James Egerstrom’s record?
Search CRD 6225590 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Egerstrom’s full registration record.
