James Diorio has been an investment adviser representative at Blue Square Asset Management since November 2025, and is not listed among the firm’s executive officers or direct owners.
Blue Square Asset Management, LLC is a New York, NY firm with $410M under management, 214 clients and 6 advisers in one office, as of its July 2026 filing.
- – present · under a yearAustin, TX · Adviser representative · Firm CRD 296802
Investment adviser representative registrations
James Diorio is registered as an investment adviser representative in 2 states. Each was approved in November 2025.
- New YorkSince 24 November 2025
- TexasSince 24 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 November 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James Massey Diorio
- CRD
- 7352935
- Firm
- Blue Square Asset Management · CRD 296802
- Office
- Austin, TX
- Registration
- Investment adviser registration
- In the industry since
- November 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does James Diorio work?
James Diorio is an investment adviser representative registered through Blue Square Asset Management, LLC since November 2025, and is not listed among the firm’s executive officers or direct owners.
Is James Diorio a financial advisor?
Yes. James Diorio has a current investment-adviser registration in New York and Texas, through Blue Square Asset Management since November 2025.
How many years of experience does James Diorio have?
James Diorio has 0 years in the financial industry, since November 2025, across 1 adviser firm.
What exams has James Diorio passed?
James Diorio passed the Series 65 in November 2025.
Where is James Diorio based?
James Diorio’s registered office is in Austin, TX.
Is James Diorio registered with FINRA?
No. James Diorio has no current broker registration.
How can I verify James Diorio’s record?
Search CRD 7352935 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Diorio’s full registration record.
- Allison JaffeChief Compliance Officer
- Jay BluestineManaging Member, Founder & CEO
- Andrew CeislerPrincipal, Director Asset Management