James Dickson has been Chief Executive Officer of Elevation Point Wealth Partners since June 2024, is a control person of the firm and directly owns under 5% of it. James Dickson holds a Bachelor's degree in Accounting and Finance from Butler University.
Elevation Point Wealth Partners, LLC is a Denver, CO firm with $8.29B under management, 4,936 clients and 54 advisers across 15 offices, as of its September 2026 filing.
Jim Dickson is Founding Partner, Chief Executive Officer of Elevation Point, based in Indianapolis. He co-founded Elevation Point in 2024. He previously founded Sanctuary Wealth, which he launched in 2018 and departed in 2023. Before that he spent 20 years as a senior divisional executive for Merrill Lynch in Indianapolis and Chicago, and he began his career as an accountant at Ernst & Young in Indianapolis.
James Dickson’s longest registration was 18 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (1998–2017).
- Sanctuary Advisors, LLC– · 4 yearsIndianapolis, IN · Adviser representative · Firm CRD 226606
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 18 yearsIndianapolis, IN · Adviser representative · Firm CRD 7691
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 7 April 2003 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 29 December 2000 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 22 December 2000 |
| Series 66 | Uniform Combined State Law Examination | 12 January 1998 |
| Series 7 | General Securities Representative Examination | 22 December 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James R Dickson
- CRD
- 2978084
- Firm
- Elevation Point Wealth Partners · CRD 137068
- Role
- Chief Executive Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- elevationpoint.com
Where does James Dickson work?
James Dickson has been Chief Executive Officer of Elevation Point Wealth Partners, LLC since June 2024, and is a control person of the firm.
Does James Dickson have a current investment-adviser registration?
James Dickson has no current investment-adviser or broker registration.
What exams has James Dickson passed?
James Dickson has passed 5 licensing exams: the Series 7, Series 66, Series 9, Series 10 and Series 31. The earliest, the Series 7, was passed in December 1997. FINRA credited James Dickson with the SIE, which began in October 2018.
Where was James Dickson previously registered as an investment adviser?
James Dickson has past investment-adviser registrations through Sanctuary Advisors, LLC, May 2018 to March 2023; Merrill Lynch, Pierce, Fenner & Smith Incorporated, December 1998 to April 2017, across 2 firms.
Is James Dickson registered with FINRA?
No. James Dickson has no current broker registration.
How can I verify James Dickson’s record?
Search CRD 2978084 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Dickson’s full registration record.
