Caitlin Douglas has been Chief Operating Officer of Elevation Point Wealth Partners since October 2024, is a control person of the firm and directly owns under 5% of it. Caitlin Douglas holds a Bachelor of Business Administration in Finance from Ohio University.
Elevation Point Wealth Partners, LLC is a Denver, CO firm with $8.29B under management, 4,936 clients and 54 advisers across 15 offices, as of its September 2026 filing.
Caitlin Douglas is Founding Partner, Chief Operating Officer of Elevation Point. She leads Elevation Point's operations, transition strategy and advisor experience. Before co-founding Elevation Point in 2024, she was Managing Director of Transition Services and Co-Head of Service at Dynasty Financial Partners. She previously served as Director of Client Services at Keeney Financial Group in Columbia, Maryland, and began her career as a Wealth Advisor with Integrated Financial Solutions, Inc.
Caitlin Douglas’ longest registration was 3 years at LPL Financial LLC (2012–2015). Before joining Elevation Point Wealth Partners in 2024, Caitlin Douglas was registered through Dynasty Wealth Management, LLC and Planning Solutions Group, LLC.
- – present · 1 yearSykesville, MD · Adviser representative · Firm CRD 137068
- Dynasty Wealth Management, LLC– · 3 yearsSykesville, MD · Adviser representative · Firm CRD 153377
- Dynasty Wealth Management, LLC– · under a yearSykesville, MD · Adviser representative · Firm CRD 153377
- Planning Solutions Group, LLC– · under a yearFulton, MD · Adviser representative · Firm CRD 154118
- Keeney Financial Group Inc.– · 2 yearsColumbia, MD · Adviser representative · Firm CRD 281333
- LPL Financial LLC– · 3 yearsColumbia, MD · Adviser representative · Firm CRD 6413
- LPL Financial Corporation– · 1 yearEllicott City, MD · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Caitlin Douglas is registered as an investment adviser representative in Maryland, since December 2024.
- MarylandSince 11 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 April 2009 |
| Series 7 | General Securities Representative Examination | 8 July 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Caitlin Elizabeth Douglas
- CRD
- 5204501
- Firm
- Elevation Point Wealth Partners · CRD 137068
- Role
- Chief Operating Officer
- Office
- Sykesville, MD
- Registration
- Investment adviser registration
- In the industry since
- January 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- elevationpoint.com
Where does Caitlin Douglas work?
Caitlin Douglas has been Chief Operating Officer of Elevation Point Wealth Partners, LLC since October 2024, and is a control person of the firm.
Is Caitlin Douglas a financial advisor?
Yes. Caitlin Douglas has a current investment-adviser registration in Maryland, through Elevation Point Wealth Partners since December 2024.
How many years of experience does Caitlin Douglas have?
Caitlin Douglas has 14 years in the financial industry, since January 2012, across 5 adviser firms.
What exams has Caitlin Douglas passed?
Caitlin Douglas has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2008. FINRA credited Caitlin Douglas with the SIE, which began in October 2018.
Where did Caitlin Douglas work before Elevation Point Wealth Partners?
Before Elevation Point Wealth Partners, Caitlin Douglas was registered through Dynasty Wealth Management, LLC, September 2021 to September 2024; Dynasty Wealth Management, LLC, June 2020 to December 2020; Planning Solutions Group, LLC, October 2018 to November 2018; Keeney Financial Group Inc., November 2015 to October 2018; LPL Financial LLC, August 2012 to November 2015; LPL Financial Corporation, April 2009 to October 2010.
Where is Caitlin Douglas based?
Caitlin Douglas’ registered office is in Sykesville, MD.
Is Caitlin Douglas registered with FINRA?
No. Caitlin Douglas has no current broker registration.
How can I verify Caitlin Douglas’ record?
Search CRD 5204501 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Caitlin Douglas’ full registration record.
