James Dickerson has been an investment adviser representative at Financial Management Services of America since March 2025, and is not listed among the firm’s executive officers or direct owners.
Financial Management Services of America LLC. is a firm with $216M under management, 1,291 clients and 20 advisers across 13 offices, as of its September 2026 filing.
Investment adviser representative registrations
James Dickerson is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2025; the most recent is Texas, in December 2025.
- LouisianaSince 24 March 2025
- TexasResidentSince 10 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 21 September 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 December 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Ernest Dickerson
- CRD
- 5989609
- Firm
- Financial Management Services of America · CRD 154136
- Office
- French Settlement, LA
- Registration
- Investment adviser registration
- In the industry since
- December 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does James Dickerson work?
James Dickerson is an investment adviser representative registered through Financial Management Services of America LLC. since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is James Dickerson a financial advisor?
Yes. James Dickerson has a current investment-adviser registration in Louisiana and Texas, through Financial Management Services of America since March 2025.
How many years of experience does James Dickerson have?
James Dickerson has 14 years in the financial industry, since December 2011, across 1 adviser firm.
What exams has James Dickerson passed?
James Dickerson has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in December 2011. FINRA credited James Dickerson with the SIE, which began in October 2018.
Where is James Dickerson based?
James Dickerson’s registered office is in French Settlement, LA.
Is James Dickerson registered with FINRA?
No. James Dickerson has no current broker registration.
How can I verify James Dickerson’s record?
Search CRD 5989609 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Dickerson’s full registration record.