James Davies has been an investment adviser representative at Navigation Wealth Management since April 2016, and is not listed among the firm’s executive officers or direct owners. James Davies is a graduate of the School of Banking, University of Colorado. James Davies studied at Indiana University.
Navigation Wealth Management, Inc. is a Fort Collins, CO firm with $103M under management, 962 clients and 8 advisers across 2 offices, as of its March 2026 filing.
Jim Davies is an Investment Advisor Representative of Navigation Wealth Management. He provides comprehensive financial and retirement planning for his clients. He has 35 years in the financial services industry, including commercial banking, where he was one of the founding directors of Cache Bank and Trust and an Account Officer for FDIC. He has also owned and operated a commercial construction company and an insurance agency.
James Davies’ longest registration is the current one, 10 years at Navigation Wealth Management since 2016. Before joining Navigation Wealth Management in 2016, James Davies was registered through SPC and Financial Stewards Wealth Management.
- Navigation Wealth ManagementCurrent– present · 10 yearsFort Collins, CO · Adviser representative · Firm CRD 282640
- SPC– · 2 yearsFort Collins, CO · Adviser representative · Firm CRD 110692
- Financial Stewards Wealth Management– · 2 yearsFort Collins, CO · Adviser representative · Firm CRD 157090
Professional designations
Listed by Navigation Wealth Management
- Accredited Investment Fiduciary® (AIF®)
Investment adviser representative registrations
James Davies is registered as an investment adviser representative in Colorado, since April 2016.
- ColoradoSince 26 April 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 May 2014 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 November 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James W Davies
- CRD
- 5784630
- Firm
- Navigation Wealth Management · CRD 282640
- Office
- 2038 CARIBOU DRIVE, SUITE 100, Fort Collins, CO 80525
- Registration
- Investment adviser registration
- In the industry since
- December 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- navwm.com
Where does James Davies work?
James Davies is an investment adviser representative registered through Navigation Wealth Management, Inc. since April 2016, and is not listed among the firm’s executive officers or direct owners.
Is James Davies a financial advisor?
Yes. James Davies has a current investment-adviser registration in Colorado, through Navigation Wealth Management since April 2016.
How many years of experience does James Davies have?
James Davies has 14 years in the financial industry, since December 2011, across 3 adviser firms.
What exams has James Davies passed?
James Davies has passed 2 licensing exams: the Series 65 and Series 6. The earliest, the Series 65, was passed in November 2011. FINRA credited James Davies with the SIE, which began in October 2018.
Where did James Davies work before Navigation Wealth Management?
Before Navigation Wealth Management, James Davies was registered through SPC, August 2013 to April 2016; Financial Stewards Wealth Management, December 2011 to December 2013.
Where is James Davies based?
James Davies’ registered office is in Fort Collins, CO.
Is James Davies registered with FINRA?
No. James Davies has no current broker registration.
How can I verify James Davies’ record?
Search CRD 5784630 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Davies’ full registration record.
