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James Curtis

Legal Counsel at HSBC Global Asset Management (usa)

Officer record from the firm’s Form ADVForm ADV filed 22 September 2026

James Curtis is Legal Counsel of HSBC Global Asset Management (usa) Inc., a New York investment adviser.

Role at HSBC Global Asset Management (usa)

Title on Schedule A
Legal Counsel
Control
James Curtis is a control person of HSBC Global Asset Management (usa).
Ownership
An individual ownership band is not available in the source record.
Tenure
James Curtis has held the filed role since December 2005.

The firm

HSBC Global Asset Management (usa) Inc.
New York, NY

Form ADV filed 22 September 2026

$157B AUM95 clients65 advisers2 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for James Curtis is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
James Curtis
CRD
5115124
Firm
HSBC Global Asset Management (usa) Inc.
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does James Curtis work?

James Curtis has been Legal Counsel of HSBC Global Asset Management (usa) Inc. since December 2005, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 22 September 2026

Leadership at HSBC Global Asset Management (usa)

Sources

  1. IAPD individual lookup, CRD 5115124. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of HSBC Global Asset Management (usa) Inc., filed 22 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with James Curtis or HSBC Global Asset Management (usa) Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.