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James Cassady

Chief Operating Officer at Monroe Capital Management Advisors

No current registration reportedSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

James Cassady is Chief Operating Officer of Monroe Capital Management Advisors LLC, a Chicago investment adviser managing $18.6B. James Cassady has passed the Series 63, Series 79 and Series 7.

Role at Monroe Capital Management Advisors

Title on Schedule A
Chief Operating Officer
Control
James Cassady is not a control person of Monroe Capital Management Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
James Cassady has held the filed role since February 2021.

The firm

Monroe Capital Management Advisors LLC
Chicago, IL

Form ADV filed 27 March 2026

$18.6B AUM90 clients79 advisers6 offices

Career on record

Firms and exams, newest first
  1. Passed Series 7 · 2012
  2. Passed Series 63 and Series 79 · 2010

Registrations and exams

No current registration reported. James Cassady has passed 3 qualifying exams.

Examinations

Series 6322 May 2010
Name
Uniform Securities Agent State Law Examination
Series 730 March 2012
Name
General Securities Representative Examination
Series 796 June 2010
Name
Investment Banking Registered Representative Examination

Individual record

Full name
James Mountz Cassady
CRD
5793233
Firm
Monroe Capital Management Advisors LLC
Registration status
No current registration reported
Firm bio
monroecap.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

James Cassady is listed as a Managing Director and Chief Operating Officer. Official firm biography/team page

Common questions

Where does James Cassady work?

James Cassady has been Chief Operating Officer of Monroe Capital Management Advisors LLC since February 2021.

Source: Form ADV, Schedule A, filed 27 March 2026

Does James Cassady have a current investment-adviser registration?

James Cassady has no current investment-adviser registration reported, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has James Cassady passed?

James Cassady has passed 3 licensing exams: the Series 63, Series 79 and Series 7. The earliest, the Series 63, was passed in May 2010.

Source: IAPD individual record, checked 18 October 2026

Leadership at Monroe Capital Management Advisors

Sources

  1. IAPD individual record, CRD 5793233. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Monroe Capital Management Advisors LLC, filed 27 March 2026. Title, control and ownership bands.
  3. Monroe Capital Management Advisors team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with James Cassady or Monroe Capital Management Advisors LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.