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James Carey

Co-Chief Executive Officer at Stone Point Capital

No current adviser or broker registration

James Carey is Co-Chief Executive Officer of Stone Point Capital LLC, a Greenwich investment adviser managing $67.6B. James Carey has past investment-adviser registrations through 1 firm and has passed the Series 7 and Series 63.

1
Past adviser firms
2
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

James Carey has been Co-Chief Executive Officer of Stone Point Capital since May 2005. James Carey is a control person of the firm and directly owns under 5% of it. James Carey holds an M.B.A. — Duke University Fuqua School of Business, a J.D. — Boston College Law School and a B.S. — Boston College.

Stone Point Capital LLC is a Greenwich, CT firm with $67.6B under management, 59 clients and 104 advisers across 3 offices, as of its March 2026 filing.

James Carey is Co-Chief Executive Officer of Stone Point Capital and joined the firm in 1997. The firm lists his prior experience at Merrill Lynch and Kelley Drye & Warren LLP.

  1. Stone Point Capital LLC
    – · 7 years
    Greenwich, CT · Adviser representative · Firm CRD 156521

Credentials and registrations

Examinations

Series 6314 September 1995
Name
Uniform Securities Agent State Law Examination
Series 78 September 1995
Name
General Securities Representative Examination

Individual record

Full name
James Dawson Carey
CRD
2656436

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does James Carey work?

James Carey has been Co-Chief Executive Officer of Stone Point Capital LLC since May 2005, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does James Carey have a current investment-adviser registration?

James Carey has no current investment-adviser or broker registration.

Source: IAPD individual record, checked 17 October 2026

What exams has James Carey passed?

James Carey has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in September 1995.

Source: IAPD individual record, checked 17 October 2026

Where was James Carey previously registered as an investment adviser?

James Carey has past investment-adviser registrations through Stone Point Capital LLC, July 2014 to December 2021, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at Stone Point Capital

Sources

  1. IAPD individual record, CRD 2656436. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Stone Point Capital LLC, filed 31 March 2026. Title, control and ownership bands.
  3. Stone Point Capital — official team biography. Biography, education.

Retrieved 17 October 2026. The SEC record may have been amended since.

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