James Capparelli has been an investment adviser representative at Arrowroot Family Office since August 2025, and is not listed among the firm’s executive officers or direct owners.
Arrowroot Family Office, LLC is a Marina Del Rey, CA firm with $431M under management, 1,415 clients and 10 advisers across 9 offices, as of its March 2026 filing.
- Arrowroot Family Office, LLCCurrent– present · 1 yearAlbany, NY · Adviser representative · Firm CRD 168744
Investment adviser representative registrations
James Capparelli is registered as an investment adviser representative in 8 states. Each was approved in August 2025.
- CaliforniaSince 27 August 2025
- ColoradoSince 27 August 2025
- HawaiiSince 27 August 2025
- MichiganSince 27 August 2025
- New YorkSince 27 August 2025
- TexasSince 27 August 2025
- VirginiaSince 27 August 2025
- WashingtonSince 27 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 April 2025 |
| SIE | Securities Industry Essentials Examination | 13 December 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- James Merchant Capparelli
- CRD
- 8153200
- Firm
- Arrowroot Family Office · CRD 168744
- Office
- 418 Broadway #6784, Albany, NY 12207
- Registration
- Investment adviser registration
- In the industry since
- August 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does James Capparelli work?
James Capparelli is an investment adviser representative registered through Arrowroot Family Office, LLC since August 2025, and is not listed among the firm’s executive officers or direct owners.
Is James Capparelli a financial advisor?
Yes. James Capparelli has a current investment-adviser registration in California, Colorado, Hawaii, Michigan, New York, Texas, Virginia and Washington, through Arrowroot Family Office since August 2025.
How many years of experience does James Capparelli have?
James Capparelli has 1 year in the financial industry, since August 2025, across 1 adviser firm.
What exams has James Capparelli passed?
James Capparelli has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in December 2024.
Where is James Capparelli based?
James Capparelli’s registered office is in Albany, NY.
Is James Capparelli registered with FINRA?
No. James Capparelli has no current broker registration.
How can I verify James Capparelli’s record?
Search CRD 8153200 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Capparelli’s full registration record.
