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James Brazil

Investment adviser representative at Capstone Wealth Management in Tuscaloosa, AL

Investment adviser registrationUpdated

James Brazil is an investment adviser representative at Capstone Wealth Management, LLC, an investment adviser managing $416M, and works from its Tuscaloosa, AL office. James Brazil has been registered through Capstone Wealth Management since 12 November 2002, has 23 years in the industry across 1 firm and has passed the Series 65.

23
Years in industry
23
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 23 October 2026SEC record

Career

James Brazil has been an investment adviser representative at Capstone Wealth Management since November 2002, and is not listed among the firm’s executive officers or direct owners.

Capstone Wealth Management, LLC is a Tuscaloosa, AL firm with $416M under management, 219 clients and 7 advisers in one office, as of its March 2026 filing.

  1. – present · 23 years
    Tuscaloosa, AL · Adviser representative · Firm CRD 118296

Credentials and registrations

Investment adviser representative registrations

James Brazil is registered as an investment adviser representative in Alabama, since November 2002.

  • AlabamaSince 12 November 2002

Examinations

Series 653 October 2002
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
James Garland Brazil
CRD
4607381
Firm
Capstone Wealth Management · CRD 118296
Office
2200 JACK WARNER PARKWAY NE, SUITE 300, Tuscaloosa, AL 35401
Registration
Investment adviser registration
In the industry since
November 2002
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does James Brazil work?

James Brazil is an investment adviser representative registered through Capstone Wealth Management, LLC since November 2002, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 23 October 2026

Is James Brazil a financial advisor?

Yes. James Brazil has a current investment-adviser registration in Alabama, through Capstone Wealth Management since November 2002.

Source: IAPD individual record, checked 23 October 2026

How many years of experience does James Brazil have?

James Brazil has 23 years in the financial industry, since November 2002, across 1 adviser firm.

Source: IAPD individual record, checked 23 October 2026

What exams has James Brazil passed?

James Brazil passed the Series 65 in October 2002.

Source: IAPD individual record, checked 23 October 2026

Where is James Brazil based?

James Brazil’s registered office is in Tuscaloosa, AL.

Source: IAPD individual record, checked 23 October 2026

Is James Brazil registered with FINRA?

No. James Brazil has no current broker registration.

Source: IAPD individual record, checked 23 October 2026

How can I verify James Brazil’s record?

Search CRD 4607381 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Brazil’s full registration record.

Source: IAPD individual record, checked 23 October 2026

Leadership at Capstone Wealth Management

Sources

  1. IAPD individual record, CRD 4607381, checked 23 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Capstone Wealth Management, LLC, filed 12 March 2026. Executive officers and direct owners; this person is not among them.