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Joel Lake

Chief Compliance Officer at Capstone Wealth Management in Tuscaloosa, AL

Investment adviser registrationUpdated

Joel Lake is Chief Compliance Officer of Capstone Wealth Management, LLC, an investment adviser managing $416M, and works from its Tuscaloosa, AL office. Joel Lake has been registered as an investment adviser representative through Capstone Wealth Management since 5 March 2014, has 12 years in the industry across 2 firms and has passed the Series 65.

12
Years in industry
12
Years at firm
2
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Joel Lake has been Chief Compliance Officer of Capstone Wealth Management since February 2014, is a control person of the firm and directly owns under 5% of it.

Capstone Wealth Management, LLC is a Tuscaloosa, AL firm with $416M under management, 219 clients and 7 advisers in one office, as of its March 2026 filing.

Joel Lake’s longest registration is the current one, 12 years at Capstone Wealth Management since 2014. Before joining Capstone Wealth Management in 2014, Joel Lake was registered through JMF Wealth Management, LLC.

  1. JMF Capstone Wealth ManagementCurrent
    – present · 12 years
    Tuscaloosa, AL · Adviser representative · Firm CRD 118296
  2. JMF Wealth Management, LLC
    – · 1 year
    Tuscaloosa, AL · Adviser representative · Firm CRD 167484

Credentials and registrations

Investment adviser representative registrations

Joel Lake is registered as an investment adviser representative in 2 states. The first approvals date from March 2014; the most recent is Texas, in May 2015.

  • AlabamaSince 5 March 2014
  • TexasSince 13 May 2015

Examinations

Series 6514 January 2014
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Joel William Lake
CRD
6261468
Firm
Capstone Wealth Management · CRD 118296
Role
Chief Compliance Officer
Office
2200 JACK WARNER PARKWAY, NE, SUITE 300, Tuscaloosa, AL 35401
Registration
Investment adviser registration
In the industry since
January 2014
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Joel Lake work?

Joel Lake has been Chief Compliance Officer of Capstone Wealth Management, LLC since February 2014, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 12 March 2026

Is Joel Lake a financial advisor?

Yes. Joel Lake has a current investment-adviser registration in Alabama and Texas, through Capstone Wealth Management since March 2014.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Joel Lake have?

Joel Lake has 12 years in the financial industry, since January 2014, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Joel Lake passed?

Joel Lake passed the Series 65 in January 2014.

Source: IAPD individual record, checked 22 October 2026

Where is Joel Lake based?

Joel Lake’s registered office is in Tuscaloosa, AL.

Source: IAPD individual record, checked 22 October 2026

Is Joel Lake registered with FINRA?

No. Joel Lake has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Joel Lake’s record?

Search CRD 6261468 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joel Lake’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Capstone Wealth Management

Sources

  1. IAPD individual record, CRD 6261468, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Capstone Wealth Management, LLC, filed 12 March 2026. Title, control and ownership bands.
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