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James Bogle

Cheif Financial Officer at Manulife Investment Management (us)

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
1
Licensing exams

IAPD record retrieved 18 October 2026SEC record

James Bogle is Cheif Financial Officer of Manulife Investment Management (us) LLC, a Boston investment adviser managing $228B. James Bogle has a current broker registration and no current investment-adviser registration and has passed the Series 27.

Role at Manulife Investment Management (us)

Title on Schedule A
Cheif Financial Officer
Control
James Bogle is a control person of Manulife Investment Management (us).
Ownership
An individual ownership band is not available in the source record.
Tenure
James Bogle has held the filed role since July 2025.

The firm

Manulife Investment Management (us) LLC
Boston, MA

Form ADV filed 25 March 2026

$228B AUM4,861 clients146 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed Series 27 · 2021

Registrations and exams

Broker registration; no current adviser registration. James Bogle has passed 1 qualifying exam.

Examinations

Series 2726 October 2021
Name
Financial and Operations Principal Examination

Individual record

Full name
James William Bogle
CRD
7344902
Firm
Manulife Investment Management (us) LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does James Bogle work?

James Bogle has been Cheif Financial Officer of Manulife Investment Management (us) LLC since July 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 March 2026

Does James Bogle have a current investment-adviser registration?

James Bogle has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has James Bogle passed?

James Bogle passed the Series 27 in October 2021.

Source: IAPD individual record, checked 18 October 2026

Leadership at Manulife Investment Management (us)

Sources

  1. IAPD individual record, CRD 7344902. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Manulife Investment Management (us) LLC, filed 25 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with James Bogle or Manulife Investment Management (us) LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.