James Barnum has been an investment adviser representative at Bright Road Wealth Management since March 2022, and is not listed among the firm’s executive officers or direct owners.
Bright Road Wealth Management, LLC is an Anchorage, AK firm with $443M under management, 622 clients and 10 advisers across 7 offices, as of its March 2026 filing.
- – present · 4 yearsAdviser representative · Firm CRD 164408
Investment adviser representative registrations
James Barnum is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2022; the most recent is Texas, in March 2025.
- ColoradoSince 16 March 2022
- TexasResidentSince 6 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 January 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James Thomas Barnum
- CRD
- 7515625
- Firm
- Bright Road Wealth Management · CRD 164408
- Registration
- Investment adviser registration
- In the industry since
- March 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does James Barnum work?
James Barnum is an investment adviser representative registered through Bright Road Wealth Management, LLC since March 2022, and is not listed among the firm’s executive officers or direct owners.
Is James Barnum a financial advisor?
Yes. James Barnum has a current investment-adviser registration in Colorado and Texas, through Bright Road Wealth Management since March 2022.
How many years of experience does James Barnum have?
James Barnum has 4 years in the financial industry, since March 2022, across 1 adviser firm.
What exams has James Barnum passed?
James Barnum passed the Series 65 in January 2022.
Is James Barnum registered with FINRA?
No. James Barnum has no current broker registration.
How can I verify James Barnum’s record?
Search CRD 7515625 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Barnum’s full registration record.
