Joel Hergenreter has been Chief Compliance Officer of Bright Road Wealth Management since February 2025, is not listed as a control person, but directly owns under 5% of the firm.
Bright Road Wealth Management, LLC is an Anchorage, AK firm with $443M under management, 622 clients and 10 advisers across 7 offices, as of its March 2026 filing.
Joel Hergenreter’s longest registration was 1 year at Worthnet, LLC (2025–2026).
- Worthnet, LLC– · 1 yearBroomfield, CO · Adviser representative · Firm CRD 333488
- Financial Planning Strategies, LLC– · under a yearBroomfield, CO · Adviser representative · Firm CRD 116228
- Equitable Advisors, LLC– · under a yearNew York, NY · Adviser representative · Firm CRD 6627
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 February 2025 |
| Series 66 | Uniform Combined State Law Examination | 20 September 2021 |
| Series 7TO | General Securities Representative Examination | 19 July 2021 |
| SIE | Securities Industry Essentials Examination | 12 May 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Joel Daniel Hergenreter
- CRD
- 7390971
- Firm
- Bright Road Wealth Management · CRD 164408
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Joel Hergenreter work?
Joel Hergenreter has been Chief Compliance Officer of Bright Road Wealth Management, LLC since February 2025.
Does Joel Hergenreter have a current investment-adviser registration?
Joel Hergenreter has no current investment-adviser or broker registration.
What exams has Joel Hergenreter passed?
Joel Hergenreter has passed 4 licensing exams: the SIE, Series 7TO, Series 66 and Series 65. The earliest, the SIE, was passed in May 2021.
Where was Joel Hergenreter previously registered as an investment adviser?
Joel Hergenreter has past investment-adviser registrations through Worthnet, LLC, August 2025 to October 2026; Financial Planning Strategies, LLC, February 2025 to June 2025; Equitable Advisors, LLC, September 2021 to March 2022, across 3 firms.
Is Joel Hergenreter registered with FINRA?
No. Joel Hergenreter has no current broker registration.
How can I verify Joel Hergenreter’s record?
Search CRD 7390971 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joel Hergenreter’s full registration record.
