James Alfieri has been an investment adviser representative at Platform Wealth Management since December 2024, and is not listed among the firm’s executive officers or direct owners. James Alfieri holds a Bachelor of Business Administration in Accounting from The College of New Jersey.
Platform Wealth Management, LLC is a Holladay, UT firm with $509M under management, 270 clients and 9 advisers across 4 offices, as of its September 2026 filing.
Jim Alfieri is Senior Wealth Advisor at Platform Wealth Advisors. He began his career in public accounting in 1987 with a large regional firm in Princeton. In 1992 he joined Al Silvestri to form a local CPA firm in West Windsor, which merged with another firm in 1995.
James Alfieri’s longest registration was 15 years at Raymond James Financial Services Advisors, Inc (2009–2024). Before joining Platform Wealth Management in 2024, James Alfieri was registered through Raymond James Financial Services Advisors, Inc and Raymond James Financial Services.
- Platform Wealth AdvisorsCurrent– present · 1 yearMissouri City, TX · Adviser representative · Firm CRD 329313
- Raymond James Financial Services Advisors, Inc– · 15 yearsMercerville, NJ · Adviser representative · Firm CRD 149018
- Raymond James Financial Services– · 5 yearsMercerville, NJ · Adviser representative · Firm CRD 6694
Professional designations
Listed by Platform Wealth Management
- Certified Public Accountant (CPA)
Investment adviser representative registrations
James Alfieri is registered as an investment adviser representative in 2 states. The first approvals date from December 2024; the most recent is Texas, in February 2026.
- New JerseySince 12 December 2024
- TexasSince 25 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 8 October 2003 |
| Series 24 | General Securities Principal Examination | 18 January 2001 |
| Series 66 | Uniform Combined State Law Examination | 14 January 1999 |
| Series 7 | General Securities Representative Examination | 12 January 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Salvatore Alfieri
- CRD
- 3140568
- Firm
- Platform Wealth Management · CRD 329313
- Office
- Missouri City, TX
- Registration
- Investment adviser registration
- In the industry since
- January 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- platformadvise.com
Where does James Alfieri work?
James Alfieri is an investment adviser representative registered through Platform Wealth Management, LLC since December 2024, and is not listed among the firm’s executive officers or direct owners.
Is James Alfieri a financial advisor?
Yes. James Alfieri has a current investment-adviser registration in New Jersey and Texas, through Platform Wealth Management since December 2024.
How many years of experience does James Alfieri have?
James Alfieri has 27 years in the financial industry, since January 1999, across 3 adviser firms.
What exams has James Alfieri passed?
James Alfieri has passed 4 licensing exams: the Series 7, Series 66, Series 24 and Series 51. The earliest, the Series 7, was passed in January 1999. FINRA credited James Alfieri with the SIE, which began in October 2018.
Where did James Alfieri work before Platform Wealth Management?
Before Platform Wealth Management, James Alfieri was registered through Raymond James Financial Services Advisors, Inc, January 2009 to December 2024; Raymond James Financial Services, July 2003 to January 2009.
Where is James Alfieri based?
James Alfieri’s registered office is in Missouri City, TX.
Is James Alfieri registered with FINRA?
No. James Alfieri has no current broker registration.
How can I verify James Alfieri’s record?
Search CRD 3140568 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Alfieri’s full registration record.