Jacques Chappuis: CEO at PGIM

Career

Jacques Chappuis has been Director, President & CEO of PGIM since March 2025. Jacques Chappuis is a control person of the firm and directly owns under 5% of it. Jacques Chappuis received a BA in finance from Tulane University and an MBA with honors from Columbia Business School.

PGIM, Inc. is a Newark, NJ firm with $1.13T under management, 611 clients and 1,350 advisers across 17 offices, as of its April 2026 filing.

PGIM identifies Jacques Chappuis as its president and chief executive officer. The page describes previous roles at Morgan Stanley Investment Management, the Carlyle Group, Citigroup, Boston Consulting Group and Bankers Trust Company. It says he received a BA in finance from Tulane University and an MBA with honors from Columbia Business School.

No adviser firm registrations are on Jacques Chappuis’s record.

Credentials and registrations

Examinations

Exam	Name	Passed
SIE	Securities Industry Essentials Examination	Credited
Series 63	Uniform Securities Agent State Law Examination	7 February 2005
Series 24	General Securities Principal Examination	11 October 2004
Series 7	General Securities Representative Examination	9 January 2004

SIECredited

Name: Securities Industry Essentials Examination

Series 637 February 2005

Name: Uniform Securities Agent State Law Examination

Series 2411 October 2004

Name: General Securities Principal Examination

Series 79 January 2004

Name: General Securities Representative Examination

Individual record

Full name: Jacques Philippe Chappuis
CRD: 1908265
Firm bio: pgim.com

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Jacques Chappuis work?

Jacques Chappuis has been Director, President & CEO of PGIM, Inc. since March 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 28 April 2026

Does Jacques Chappuis have a current investment-adviser registration?

Jacques Chappuis has no current investment-adviser or broker registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Jacques Chappuis passed?

Jacques Chappuis has passed 3 licensing exams: the Series 7, Series 24 and Series 63. The earliest, the Series 7, was passed in January 2004. FINRA credited Jacques Chappuis with the SIE, which began in October 2018.