Jacob Yocco has been an investment adviser representative at Cardinal Retirement Planning since May 2018, and is not listed among the firm’s executive officers or direct owners. Jacob Yocco studied at the University of North Carolina at Chapel Hill.
Cardinal Retirement Planning, Inc. is a firm with $127M under management, 107 clients and 3 advisers across 3 offices, as of its June 2026 filing.
Jacob Yocco is Director of Financial Planning & Investment Advisor Representative of Cardinal Retirement Planning, Inc. He began work in the financial services industry as a senior in college. As a financial planner, he focuses on retirement income planning, risk management and estate planning.
- – present · 8 yearsWinston Salem, NC · Adviser representative · Firm CRD 166545
Professional designations
Listed by Cardinal Retirement Planning
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Jacob Yocco is registered as an investment adviser representative in 2 states. The first approvals date from May 2018; the most recent is Texas, in March 2024.
- North CarolinaSince 9 May 2018
- TexasSince 25 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 March 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Jacob Alexander Yocco
- CRD
- 6949226
- Firm
- Cardinal Retirement Planning · CRD 166545
- Office
- Winston Salem, NC
- Registration
- Investment adviser registration
- In the industry since
- May 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- planwithcardinal.com
Where does Jacob Yocco work?
Jacob Yocco is an investment adviser representative registered through Cardinal Retirement Planning, Inc. since May 2018, and is not listed among the firm’s executive officers or direct owners.
Is Jacob Yocco a financial advisor?
Yes. Jacob Yocco has a current investment-adviser registration in North Carolina and Texas, through Cardinal Retirement Planning since May 2018.
How many years of experience does Jacob Yocco have?
Jacob Yocco has 8 years in the financial industry, since May 2018, across 1 adviser firm.
What exams has Jacob Yocco passed?
Jacob Yocco passed the Series 65 in March 2018.
Where is Jacob Yocco based?
Jacob Yocco’s registered office is in Winston Salem, NC.
Is Jacob Yocco registered with FINRA?
No. Jacob Yocco has no current broker registration.
Is Jacob Yocco a CFP?
Cardinal Retirement Planning lists Jacob Yocco with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Jacob Yocco’s record?
Search CRD 6949226 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jacob Yocco’s full registration record.
