Jacob Smith has been an investment adviser representative at M1 Capital Management since June 2025, and is not listed among the firm’s executive officers or direct owners.
M1 Capital Management is a Troy, MI firm with $450M under management, 403 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Jacob Smith’s longest registration is the current one, 1 year at M1 Capital Management since 2025. Before joining M1 Capital Management in 2025, Jacob Smith was registered through Thrivent Investment Management Inc.
- Third Sigma Investment Advisors LLCAlso current– present · 1 yearTroy, MI · Adviser representative · Firm CRD 151188
- M1 Capital Management LLCCurrent– present · 1 yearTroy, MI · Adviser representative · Firm CRD 158269
- Thrivent Investment Management Inc.– · 1 yearBirmingham, MI · Adviser representative · Firm CRD 18387
Investment adviser representative registrations
Jacob Smith is registered as an investment adviser representative in Michigan, since June 2025.
- MichiganSince 9 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 29 January 2024 |
| Series 7TO | General Securities Representative Examination | 9 January 2024 |
| SIE | Securities Industry Essentials Examination | 20 October 2023 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7842883
- Firm
- M1 Capital Management · CRD 158269
- Office
- 200 E BIG BEAVER RD, STE 132, Troy, MI 48083
- Registration
- Investment adviser registration
- In the industry since
- January 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Jacob Smith work?
Jacob Smith is an investment adviser representative registered through M1 Capital Management since June 2025, and is not listed among the firm’s executive officers or direct owners.
Is Jacob Smith a financial advisor?
Yes. Jacob Smith has a current investment-adviser registration in Michigan, through M1 Capital Management since June 2025.
How many years of experience does Jacob Smith have?
Jacob Smith has 2 years in the financial industry, since January 2024, across 3 adviser firms.
What exams has Jacob Smith passed?
Jacob Smith has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in October 2023.
Where did Jacob Smith work before M1 Capital Management?
Before M1 Capital Management, Jacob Smith was registered through Thrivent Investment Management Inc., January 2024 to June 2025.
Where is Jacob Smith based?
Jacob Smith’s registered office is in Troy, MI.
Is Jacob Smith registered with FINRA?
No. Jacob Smith has no current broker registration.
How can I verify Jacob Smith’s record?
Search CRD 7842883 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jacob Smith’s full registration record.