Jacob Shamblott has been an investment adviser representative at Blue Line Capital since March 2024, and is not listed among the firm’s executive officers or direct owners. Jacob Shamblott holds a Bachelor's degree in finance from the University of Kansas.
Blue Line Capital, LLC is a Chicago, IL firm with $132M under management, 140 clients and 7 advisers across 3 offices, as of its September 2026 filing.
Jacob Shamblott is Vice President of Client Strategy of Blue Line Capital. His experience in the wealth management industry includes work with family offices and advising high-net-worth and ultra-high-net-worth individuals. He develops strategies aligned with clients' risk tolerance, financial goals and liquidity needs.
Jacob Shamblott’s longest registration was 4 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2017–2021). Before joining Blue Line Capital in 2024, Jacob Shamblott was registered through BNY Mellon Securities Corporation and LPL Financial LLC.
- BNY Mellon Securities Corporation– · under a yearChicago, IL · Adviser representative · Firm CRD 231
- LPL Financial LLC– · under a yearChicago, IL · Adviser representative · Firm CRD 6413
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 4 yearsGlenview, IL · Adviser representative · Firm CRD 7691
Professional designations
Listed by Blue Line Capital
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Jacob Shamblott is registered as an investment adviser representative in 9 states. The first approvals date from March 2024; the most recent is California, in May 2025.
- CaliforniaSince 6 May 2025
- FloridaSince 4 June 2024
- IllinoisSince 18 March 2024
- MichiganSince 17 December 2024
- New JerseySince 24 April 2025
- New YorkSince 15 April 2024
- North CarolinaSince 15 October 2024
- South DakotaSince 5 December 2024
- TexasSince 25 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 29 September 2017 |
| Series 7 | General Securities Representative Examination | 28 July 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6783412
- Firm
- Blue Line Capital · CRD 304024
- Office
- 141 W. JACKSON BLVD, SUITE 2620, Chicago, IL 60604
- Registration
- Investment adviser registration
- In the industry since
- August 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bluelinecapitalwealth.com
Where does Jacob Shamblott work?
Jacob Shamblott is an investment adviser representative registered through Blue Line Capital, LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Jacob Shamblott a financial advisor?
Yes. Jacob Shamblott has a current investment-adviser registration in California, Florida, Illinois, Michigan, New Jersey, New York, North Carolina, South Dakota and Texas, through Blue Line Capital since March 2024.
How many years of experience does Jacob Shamblott have?
Jacob Shamblott has 8 years in the financial industry, since August 2018, across 4 adviser firms.
What exams has Jacob Shamblott passed?
Jacob Shamblott has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2017. FINRA credited Jacob Shamblott with the SIE, which began in October 2018.
Where did Jacob Shamblott work before Blue Line Capital?
Before Blue Line Capital, Jacob Shamblott was registered through BNY Mellon Securities Corporation, July 2023 to December 2023; LPL Financial LLC, June 2022 to April 2023; Merrill Lynch, Pierce, Fenner & Smith Incorporated, October 2017 to November 2021.
Where is Jacob Shamblott based?
Jacob Shamblott’s registered office is in Chicago, IL.
Is Jacob Shamblott registered with FINRA?
No. Jacob Shamblott has no current broker registration.
Is Jacob Shamblott a CFP?
Blue Line Capital lists Jacob Shamblott with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Jacob Shamblott, CFP biography, bluelinecapitalwealth.com
How can I verify Jacob Shamblott’s record?
Search CRD 6783412 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jacob Shamblott’s full registration record.
