Jacob Fallon has been an investment adviser representative at SageGuard Financial Group since January 2024, and is not listed among the firm’s executive officers or direct owners.
Sageguard Financial Group, LLC is a Goodlettsville, TN firm with $756M under management, 2,469 clients and 14 advisers across 4 offices, as of its July 2026 filing.
Jacob Fallon’s longest registration was 3 years at Dobbins Wealth Management, PLLC (2021–2024). Before joining SageGuard Financial Group in 2024, Jacob Fallon was registered through Dobbins Wealth Management, PLLC and Sawston Wealth Management LLC.
- – present · 2 yearsPhoenix, AZ · Adviser representative · Firm CRD 160266
- Dobbins Wealth Management, PLLC– · 3 yearsPhoenix, AZ · Adviser representative · Firm CRD 313558
- Sawston Wealth Management LLC– · under a yearOlympia, WA · Adviser representative · Firm CRD 281222
Investment adviser representative registrations
Jacob Fallon is registered as an investment adviser representative in Arizona, since January 2024.
- ArizonaSince 24 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 October 2020 |
| Series 66 | Uniform Combined State Law Examination | 9 July 2020 |
| SIE | Securities Industry Essentials Examination | 13 December 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Jacob Ryan Fallon
- CRD
- 6983899
- Firm
- SageGuard Financial Group · CRD 160266
- Office
- 2730 W AGUA FRIA FREEWAY, SUITE 201, Phoenix, AZ 85027
- Registration
- Investment adviser registration
- In the industry since
- January 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Jacob Fallon work?
Jacob Fallon is an investment adviser representative registered through Sageguard Financial Group, LLC since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Jacob Fallon a financial advisor?
Yes. Jacob Fallon has a current investment-adviser registration in Arizona, through SageGuard Financial Group since January 2024.
How many years of experience does Jacob Fallon have?
Jacob Fallon has 5 years in the financial industry, since January 2021, across 3 adviser firms.
What exams has Jacob Fallon passed?
Jacob Fallon has passed 3 licensing exams: the SIE, Series 66 and Series 65. The earliest, the SIE, was passed in December 2019.
Where did Jacob Fallon work before SageGuard Financial Group?
Before SageGuard Financial Group, Jacob Fallon was registered through Sawston Wealth Management LLC, October 2020 to February 2021.
Where is Jacob Fallon based?
Jacob Fallon’s registered office is in Phoenix, AZ.
Is Jacob Fallon registered with FINRA?
No. Jacob Fallon has no current broker registration.
How can I verify Jacob Fallon’s record?
Search CRD 6983899 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jacob Fallon’s full registration record.
