Jackie Simpson has been an investment adviser representative at CW Securities since February 2018, and is not listed among the firm’s executive officers or direct owners.
CW Securities, LLC is a Knoxville, TN firm with $113M under management, 145 clients and 1 adviser in one office, as of its September 2026 filing.
- CW Securities, LLCCurrent– present · 8 yearsKnoxville, TN · Adviser representative · Firm CRD 124496
Investment adviser representative registrations
Jackie Simpson is registered as an investment adviser representative in Tennessee, since February 2018.
- TennesseeSince 21 February 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 21 February 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 January 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 December 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jackie Lee Simpson
- CRD
- 3081967
- Firm
- CW Securities · CRD 124496
- Office
- 8870 CEDAR SPRINGS LANE, SUITE 208, Knoxville, TN 37923
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jackie Simpson work?
Jackie Simpson is an investment adviser representative registered through CW Securities, LLC since February 2018, and is not listed among the firm’s executive officers or direct owners.
Is Jackie Simpson a financial advisor?
Yes. Jackie Simpson has a current investment-adviser registration in Tennessee, through CW Securities since February 2018.
How many years of experience does Jackie Simpson have?
Jackie Simpson has 24 years in the financial industry, since October 2002, across 1 adviser firm.
What exams has Jackie Simpson passed?
Jackie Simpson has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in December 2001. FINRA credited Jackie Simpson with the SIE, which began in October 2018.
Where is Jackie Simpson based?
Jackie Simpson’s registered office is in Knoxville, TN.
Is Jackie Simpson registered with FINRA?
Yes. Jackie Simpson has a current broker registration, under CRD 3081967.
Source: FINRA BrokerCheck
How can I verify Jackie Simpson’s record?
Search CRD 3081967 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jackie Simpson’s full registration record.